# GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC — Form D

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC of RYE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2023-01-10. The offering totals $15.0M, of which $15.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2023-01-10
- Form: D
- Accession: 0001209191-23-002770
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $15.0M
- Amount sold: $15.0M
- Minimum investment: $10
- Investors: 16
- Date of first sale: 2022-12-29
- Security types: equity
- SEC file number: 021-470240

## Issuer

- Name: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
- CIK: 0000845611
- Entity type: Corporation
- Jurisdiction: MARYLAND
- Address: ONE CORPORATE CENTER, RYE, NY, 10580
- Phone: (914) 921-5100

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| Agnes D Mullady | Director | Rye, NY |
| Kuni D Nakamura | Director | Rye, NY |
| Peter R Goldstein | Executive Officer | Rye, NY |
| Mario J Gabelli | Director | Greenwich, CT |
| Vincent D Enright | Director | Rye, NY |
| Leslie F Foley | Director | Rye, NY |
| Agnes J Mullady | Director | Rye, NY |
| Bethany A Uhlein | Executive Officer | Rye, NY |
| Daniel D Harding | Director | Rye, NY |
| Werner J Roeder | Director | Rye, NY |
| Christina J Peeney | Director | Rye, NY |
| E. Val Cerutti | Director | Rye, NY |
| Thomas H Dinsmore | Director | Rye, NY |
| John H Birch | Director | Rye, NY |
| Anthonie C van Ekris | Director | Rye, NY |
| Anthony S Colavita | Director | Rye, NY |
| Richard J Walz | Executive Officer | Rye, NY |
| Salvatore J Zizza | Director | Rye, NY |
| Laurissa M Martire | Executive Officer | Rye, NY |
| John C Ball | Executive Officer | Rye, NY |
| Peter J Goldstein | Executive Officer | Rye, NY |
| Michael J Melarkey | Director | Rye, NY |
| Bruce N Alpert | Executive Officer | Rye, NY |
| Andrea R Mango | Executive Officer | Rye, NY |
| Agnes C Mullady | Executive Officer | Rye, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-11-05](https://search.stillhousedata.com/formd/0001829126-25-008867) | D | $20.0M | $6.1M |
| [2019-10-17](https://search.stillhousedata.com/formd/0001209191-19-053444) | D | $35.0M | $35.0M |

## More

- [CIK 845611 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=845611&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-23-002770.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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