# DAWSON JAMES SECURITIES, INC. — Form D

DAWSON JAMES SECURITIES, INC. of BOCA RATON, FL, a company, filed a Form D exempt-offering notice with the SEC on 2019-04-15. The offering totals $3.0M, of which $100K was reported sold. Industry: Investment Banking.

## Offering

- Filed: 2019-04-15
- Form: D
- Accession: 0001213900-19-006398
- Industry: Investment Banking
- Exemptions: 06b
- Total offering: $3.0M
- Amount sold: $100K
- Remaining: $2.9M
- Investors: 1
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-337338

## Issuer

- Name: DAWSON JAMES SECURITIES, INC.
- CIK: 0001279559
- Entity type: Corporation
- Jurisdiction: FLORIDA
- Incorporated: 2012
- Address: 1 NORTH FEDERAL HIGHWAY 5TH FLOOR, BOCA RATON, FL, 33432
- Phone: 561-391-5555

## Officers, directors & promoters (10)

| Name | Role | Location |
| --- | --- | --- |
| R. DOUGLAS ARMSTRONG | Related Person | BOCA RATON, FL |
| THOMAS W. HANDS | Related Person | BOCA RATON, FL |
| Robert D. Keyser, Jr. | Related Person | BOCA RATON, FL |
| R. DOUGLAS ARMSTRONG | Director | BOCA RATON, FL |
| THOMAS W HANDS | Director | BOCA RATON, FL |
| THOMAS W HANDS | Executive Officer | BOCA RATON, FL |
| ROBERT D KEYSER, JR. | Director | BOCA RATON, FL |
| ROBERT D KEYSER, JR. | Executive Officer | BOCA RATON, FL |
| ROBERT D KEYSER, JR. | Promoter | BOCA RATON, FL |
| Donald Douglas Shek | Executive Officer | Boca Raton, FL |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-09-25](https://search.stillhousedata.com/formd/0001213900-17-009970) | D | $2.4M | $350K |
| [2013-05-23](https://search.stillhousedata.com/formd/0001279559-13-000005) | D | $1.5M | $350K |

## More

- [CIK 1279559 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1279559&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001213900-19-006398.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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