# Apollo Endosurgery, Inc. — Form D

Apollo Endosurgery, Inc. of AUSTIN, TX, a company, filed a Form D exempt-offering notice with the SEC on 2010-12-01. The offering totals $5.0M, of which $4.9M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2010-12-01
- Form: D
- Accession: 0001222253-10-000003
- Industry: Biotechnology
- Exemptions: 06
- Total offering: $5.0M
- Amount sold: $4.9M
- Remaining: $115K
- Investors: 52
- Date of first sale: 2010-11-16
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-151252

## Issuer

- Name: Apollo Endosurgery, Inc.
- CIK: 0001251769
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 1120 SOUTH CAPITAL OF TX HWY, AUSTIN, TX, 78746
- Phone: 512-279-5100

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey A Ferrell | Director | San Diego, CA |
| Charles A Mathews | Director | San Diego, CA |
| Scott R Pancoast | Director | San Diego, CA |
| Daniel H Petree | Director | San Diego, CA |
| Donald R Swortwood | Director | San Diego, CA |
| Scott R Pancoast | Executive Officer | San Diego, CA |
| STEFANIE CAVANAUGH | Executive Officer | AUSTIN, TX |
| Daniel L Kisner | Director | San Diego, CA |
| John Barr | Director | Vancouver, A1 |
| Christopher J Gostout | Executive Officer | Austin, TX |
| John J Molesphini | Executive Officer | Austin, TX |
| Todd Newton | Director | Austin, TX |
| Todd Newton | Executive Officer | Austin, TX |
| Bret Schwartzhoff | Executive Officer | Austin, TX |
| R. Kent D McGaughy, Jr. | Director | Austin, TX |
| David C Pacitti | Director | Austin, TX |
| William D McClellan | Director | Austin, TX |
| Julie J Shimer | Director | Austin, TX |
| Rick Anderson | Director | Austin, TX |
| Christopher C Gostout | Executive Officer | Austin, TX |
| John C Molesphini | Executive Officer | Austin, TX |
| Julie C Shimer | Director | Austin, TX |
| Bruce C Robertson | Director | Marlborough, MA |
| Gary J G Atkinson | Executive Officer | San Diego, CA |
| Matthew S Crawford | Director | Austin, TX |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-07-30](https://search.stillhousedata.com/formd/0001251769-20-000076) | D | $25.0M | $25.0M |
| [2019-08-27](https://search.stillhousedata.com/formd/0001251769-19-000090) | D | $20.0M | $20.0M |
| [2014-10-07](https://search.stillhousedata.com/formd/0001251769-14-000003) | D | $12.5M | $12.5M |

## More

- [CIK 1251769 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1251769&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001222253-10-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
