# PIPER JAFFRAY COMPANIES — Form D

PIPER JAFFRAY COMPANIES of MINNEAPOLIS, MN, a company, filed a Form D exempt-offering notice with the SEC on 2019-10-15. The offering totals $175.0M, of which $175.0M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2019-10-15
- Form: D
- Accession: 0001230245-19-000098
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $175.0M
- Amount sold: $175.0M
- Minimum investment: $175.0M
- Investors: 1
- Security types: debt
- Revenue range: Over $100,000,000
- SEC file number: 021-351081

## Issuer

- Name: PIPER JAFFRAY COMPANIES
- CIK: 0001230245
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 800 NICOLLET MALL, SUITE 1000, MINNEAPOLIS, MN, 55402
- Phone: (612) 303-6000

## Officers, directors & promoters (46)

_Showing 25 of 46 people._

| Name | Role | Location |
| --- | --- | --- |
| Chad R Abraham | Director | Minneapolis, MN |
| William R Fitzgerald | Director | Minneapolis, MN |
| Victoria M Holt | Director | Minneapolis, MN |
| B. Kristine Johnson | Director | Solana Beach, CA |
| Addison L Piper | Director | Minneapolis, MN |
| Debbra L Schoneman | Director | Minneapolis, MN |
| Thomas S Schreier | Director | Minneapolis, MN |
| Sherry M Smith | Director | Minneapolis, MN |
| Philip E Soran | Director | Minneapolis, MN |
| Scott C Taylor | Director | Minneapolis, MN |
| Chad R Abraham | Executive Officer | Minneapolis, MN |
| James E Baker | Executive Officer | Minneapolis, MN |
| Timothy L Carter | Executive Officer | Minneapolis, MN |
| Christine W Esckilsen | Executive Officer | Minneapolis, MN |
| Frank E Fairman | Executive Officer | Minneapolis, MN |
| John W Geelan | Executive Officer | Minneapolis, MN |
| R. Scott LaRue | Executive Officer | Minneapolis, MN |
| Shawn W Quant | Executive Officer | Minneapolis, MN |
| Thomas P Schnettler | Executive Officer | Minneapolis, MN |
| Debbra L Schoneman | Executive Officer | Minneapolis, MN |
| Martin Bradley Winges | Executive Officer | Minneapolis, MN |
| Jon W Salveson | Executive Officer | Kennesaw, GA |
| Michele C Volpi | Director | Minneapolis, MN |
| Jeffrey P Klinefelter | Executive Officer | Minneapolis, MN |
| Francis E Fairman | Executive Officer | Minneapolis, MN |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-11-24](https://search.stillhousedata.com/formd/0001230245-15-000156) | D | $47.9M | $47.9M |
| [2014-06-11](https://search.stillhousedata.com/formd/0001230245-14-000158) | D | $50.0M | — |
| [2012-12-13](https://search.stillhousedata.com/formd/0001552029-12-000001) | D | $125.0M | $125.0M |
| [2010-03-09](https://search.stillhousedata.com/formd/0001426716-10-000003) | D | $39.7M | $39.7M |
| [2010-01-12](https://search.stillhousedata.com/formd/0001426716-10-000001) | D | $120.0M | $120.0M |

## More

- [CIK 1230245 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1230245&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001230245-19-000098.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.