# BAXANO SURGICAL, INC. — Form D

BAXANO SURGICAL, INC. of RALEIGH, NC, a company, filed a Form D exempt-offering notice with the SEC on 2013-06-12. The offering totals $37.3M, of which $37.3M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2013-06-12
- Form: D
- Accession: 0001230355-13-000006
- Industry: Other Health Care
- Exemptions: 06
- Total offering: $37.3M
- Amount sold: $37.3M
- Investors: 23
- Date of first sale: 2013-05-31
- Security types: equity
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-197874

## Issuer

- Name: BAXANO SURGICAL, INC.
- CIK: 0001230355
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 110 HORIZON DRIVE, SUITE 230, RALEIGH, NC, 27615
- Phone: (919) 800-0020

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| JEFFRY FISCHGRUND | Director | RALEIGH, NC |
| JOSEPH A SLATTERY | Executive Officer | RALEIGH, NC |
| Paul LaViolette | Director | Seattle, WA |
| MARK STAUTBERG | Director | DRAPER, UT |
| Timothy M Shannon | Executive Officer | CAMBRIDGE, X0 |
| Ken Reali | Director | South Murray, UT |
| Ken Reali | Executive Officer | South Murray, UT |
| James Shapiro | Director | Mountain View, CA |
| David Simpson | Director | St. Louis, MO |
| Roderick A Young | Director | Portola Valley, CA |
| FREDERIC C FEILER, JR. | Executive Officer | RALEIGH, NC |
| STEPHEN D AINSWORTH | Executive Officer | RALEIGH, NC |
| JEFFREY FISCHGRUND | Director | RALEIGH, NC |
| MUKESH M RAMCHANDANI | Executive Officer | RALEGIH, NC |
| GREG M WELSH | Executive Officer | RALEIGH, NC |
| GREG D SLUSSER | Executive Officer | RALEIGH, NC |
| STEPHANIE M FITTS | Executive Officer | RALEIGH, NC |
| MATTHEW D PICKENS | Executive Officer | RALEIGH, NC |
| Russell C Hirsch | Director | Mountain View, CA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-03-26](https://search.stillhousedata.com/formd/0001230355-14-000001) | D | $10.0M | $10.0M |
| [2013-12-17](https://search.stillhousedata.com/formd/0001230355-13-000007) | D | $1.2M | $1.2M |

## More

- [CIK 1230355 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1230355&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001230355-13-000006.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.