# CAPELLA PHOTONICS INC — Form D

CAPELLA PHOTONICS INC of SAN JOSE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2009-05-13. The offering totals $5.0M, of which $2.4M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2009-05-13
- Form: D
- Accession: 0001231525-09-000002
- Industry: Other Technology
- Exemptions: 06
- Total offering: $5.0M
- Amount sold: $2.4M
- Remaining: $2.6M
- Investors: 13
- Date of first sale: 2009-05-01
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-55027

## Issuer

- Name: CAPELLA PHOTONICS INC
- CIK: 0001231525
- Entity type: Corporation
- Jurisdiction: DE
- Address: 5390 HELLYER AVENUE, SAN JOSE, CA, 95138
- Phone: 4083604242

## Officers, directors & promoters (24)

| Name | Role | Location |
| --- | --- | --- |
| Michael Kim | Director | George Town, Grand Cayman, E9 |
| Conrad Burke | Director | San Jose, CA |
| Steve Reale | Director | San Francisco, CA |
| Christopher B Lucas | Director | San Jose, CA |
| Christopher B Lucas | Executive Officer | San Jose, CA |
| Brendan J Cassin | Director | San Jose, CA |
| Steve B Reale | Director | San Jose, CA |
| Steve B Reale | Executive Officer | San Jose, CA |
| Don J Morissette | Director | San Jose, CA |
| Bert J Zaccaria | Director | San Jose, CA |
| DONALD A LUCAS | Director | MENLO PARK, CA |
| Neal Hansch | Director | San Diego, CA |
| George Berberis | Executive Officer | San Jose, CA |
| Byron Trop | Executive Officer | San Jose, CA |
| Larry Schwerin | Director | San Jose, CA |
| Larry Schwerin | Executive Officer | San Jose, CA |
| Jeff Joseph Karras | Director | San Jose, CA |
| Brendan Joseph Cassin | Director | San Jose, CA |
| Christopher Joseph Lucas | Director | San Jose, CA |
| Rafael Joseph Torres | Executive Officer | San Jose, CA |
| Bruce Joseph Gray | Executive Officer | San Jose, CA |
| Bert Zaccaria | Director | San Jose, CA |
| Thomas Unterman | Director | San Jose, CA |
| Christopher W Sheeline | Director | San Francisco, CA |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-02-09](https://search.stillhousedata.com/formd/0001140361-18-006378) | D | $3.0M | $3.0M |
| [2011-05-25](https://search.stillhousedata.com/formd/0001231525-11-000002) | D | $4.0M | $4.0M |
| [2011-04-05](https://search.stillhousedata.com/formd/0001231525-11-000001) | D/A | $21.7M | $21.6M |
| [2010-09-16](https://search.stillhousedata.com/formd/0001231525-10-000005) | D | $17.5M | $12.3M |
| [2010-09-01](https://search.stillhousedata.com/formd/0001231525-10-000004) | D | $6.3M | $6.3M |
| [2010-04-28](https://search.stillhousedata.com/formd/0001231525-10-000003) | D/A | $2.5M | $2.5M |
| [2010-03-30](https://search.stillhousedata.com/formd/0001231525-10-000002) | D | $2.5M | $2.5M |
| [2010-03-23](https://search.stillhousedata.com/formd/0001231525-10-000001) | D | $7.0M | $5.0M |
| [2009-11-09](https://search.stillhousedata.com/formd/0001231525-09-000004) | D/A | $14.5M | $11.3M |
| [2009-02-27](https://search.stillhousedata.com/formd/0001231525-09-000001) | D/A | $8.6M | $7.3M |
| [2008-10-27](https://search.stillhousedata.com/formd/0001231525-08-000003) | D | $4.6M | $4.4M |

## More

- [CIK 1231525 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1231525&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001231525-09-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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