# UPEK INC — Form D

UPEK INC of EMERYVILLE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2009-10-13. The offering totals $12.7M, of which $6.2M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2009-10-13
- Form: D
- Accession: 0001284218-09-000004
- Industry: Other Technology
- Exemptions: 06
- Total offering: $12.7M
- Amount sold: $6.2M
- Remaining: $6.6M
- Investors: 13
- Date of first sale: 2009-09-28
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-63921

## Issuer

- Name: UPEK INC
- CIK: 0001284218
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 5900 CHRISTIE AVENUE, EMERYVILLE, CA, 94608
- Phone: 510-420-2600

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Alan Baratz | Director | San Jose, CA |
| RAYMOND BINGHAM | Director | EMERYVILLE, CA |
| RONALD BLACK | Director | EMERYVILLE, CA |
| Eric Buatois | Director | San Francisco, CA |
| Alan Kramer | Director | Redwood City, CA |
| David Lane | Director | New York, NY |
| PIER MARTINOTTI | Director | EMERYVILLE, CA |
| ALBERTO SANGIOVANNI-VINCENTELLI | Director | EMERYVILLE, CA |
| JEAN SCHMITT | Director | PARIS, I0 |
| RONALD BLACK | Executive Officer | EMERYVILLE, CA |
| ROBERT BOND | Executive Officer | EMERYVILLE, CA |
| PATRICK BOUJU | Executive Officer | EMERYVILLE, CA |
| Alan Kramer | Executive Officer | Redwood City, CA |
| PIERO MARTINOTTI | Director | EMERYVILLE, CA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2009-04-22](https://search.stillhousedata.com/formd/0001284218-09-000003) | D | $5.5M | $5.1M |

## More

- [CIK 1284218 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1284218&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001284218-09-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
