# PROSPECT CAPITAL CORP — Form D

PROSPECT CAPITAL CORP of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2013-01-14. The offering totals $44.6M, of which $44.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-01-14
- Form: D
- Accession: 0001287032-13-000002
- Industry: Pooled Investment Fund
- Exemptions: 06
- Total offering: $44.6M
- Amount sold: $44.6M
- Investors: 6
- Date of first sale: 2012-12-31
- Security types: equity
- SEC file number: 021-190141

## Issuer

- Name: PROSPECT CAPITAL CORP
- CIK: 0001287032
- Entity type: Corporation
- Jurisdiction: MARYLAND
- Address: 10 EAST 40TH STREET 44TH FL, NEW YORK, NY, 10016
- Phone: 212-448-0702

## Officers, directors & promoters (11)

| Name | Role | Location |
| --- | --- | --- |
| M. Grier Eliasek | Director | New York, NY |
| M. Grier Eliasek | Executive Officer | New York, NY |
| Michael Grier Eliasek | Director | New York, NY |
| Michael Grier Eliasek | Executive Officer | New York, NY |
| William J Gremp | Director | New York, NY |
| Andrew C Cooper | Director | New York, NY |
| John F Barry III | Director | New York, NY |
| John F Barry III | Executive Officer | New York, NY |
| Brian H Oswald | Executive Officer | New York, NY |
| Eugene S Stark | Director | New York, NY |
| Graham D S Anderson | Director | New York, NY |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-08-16](https://search.stillhousedata.com/formd/0001287032-13-000003) | D | $21.0M | $21.0M |
| [2009-10-01](https://search.stillhousedata.com/formd/0001335307-09-000013) | D | $21.7M | $21.7M |
| [2009-08-28](https://search.stillhousedata.com/formd/0000950172-09-000016) | D | $29.3M | $29.3M |

## More

- [CIK 1287032 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1287032&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001287032-13-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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