# SutroVax, Inc. — Form D

SutroVax, Inc. of FOSTER CITY, CA, a company, filed a Form D exempt-offering notice with the SEC on 2020-04-03. The offering totals $110.0M, of which $110.0M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2020-04-03
- Form: D
- Accession: 0001288320-20-000002
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $110.0M
- Amount sold: $110.0M
- Investors: 23
- Date of first sale: 2020-03-20
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-364301

## Issuer

- Name: SutroVax, Inc.
- CIK: 0001649094
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 353 HATCH DR, FOSTER CITY, CA, 94404
- Phone: 650-837-0111

## Officers, directors & promoters (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Patrick J Enright | Director | Foster City, CA |
| Patrick J Heron | Director | Menlo Park, CA |
| Peter J Hirth | Director | Foster City, CA |
| Rob J Hopfner | Director | San Francisco, CA |
| Heath J Lukatch | Director | Forth Worth, TX |
| William J Newell | Director | South San Francisco, CA |
| Grant E Pickering | Director | Foster City, CA |
| Moncef J Slaoui | Director | Fort Worth, CA |
| Kurt P von Emster | Director | Menlo Park, CA |
| Jeff E Fairman | Executive Officer | Foster City, CA |
| Grant E Pickering | Executive Officer | Foster City, CA |
| James P Wassil | Executive Officer | Foster City, CA |
| Jane P Wright-Mitchell | Executive Officer | Foster City, CA |
| Kurt von Emster | Director | Redwood City, CA |
| Patrick Enright | Director | Menlo Park, CA |
| Peter Hirth | Director | South San Francisco, CA |
| Elaine Sun | Executive Officer | SOUTH SAN FRANCISCO, CA |
| Tracy Saxton | Director | Kingston, RI |
| Ashish Khanna | Executive Officer | South San Francisco, CA |
| Patrick Heron | Director | Philadelphia, PA |
| Grant E Pickering | Promoter | Foster City, CA |
| William Newell | Director | REDONDO BEACH, CA |
| Durga P Bobba | Executive Officer | Foster City, CA |
| Elaine P Sun | Executive Officer | Foster City, CA |
| Patrick P Heron | Director | Menlo Park, CA |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-06-12](https://search.stillhousedata.com/formd/0001649094-18-000001) | D | $85.7M | $43.2M |
| [2017-03-21](https://search.stillhousedata.com/formd/0001649094-17-000002) | D | $60.2M | $40.1M |
| [2015-07-24](https://search.stillhousedata.com/formd/0001649094-15-000001) | D | $26.9M | $12.6M |

## More

- [CIK 1649094 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1649094&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001288320-20-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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