# IAM Mini-Fund 999 Ltd — Form D

IAM Mini-Fund 999 Ltd of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-10-31. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-10-31
- Form: D
- Accession: 0001290963-11-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Minimum investment: $1.0M
- Security types: fund interests
- SEC file number: 021-168043

## Issuer

- Name: IAM Mini-Fund 999 Ltd
- CIK: 0001533916
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: Maples Corporate Services Limited, Grand Cayman, E9, KY1-1104
- Phone: 345.949.8066

## Officers, directors & promoters (83)

_Showing 25 of 83 people._

| Name | Role | Location |
| --- | --- | --- |
| Kevin M Brandt | Director | Christiansted, VA |
| Michael A D'Souza | Director | New York, NY |
| John A Franklin | Director | New York, NY |
| Canover H Watson | Director | Grand Cayman, E9 |
| John H Cieslowski | Executive Officer | Boca Raton, FL |
| Lester N Coyle | Executive Officer | Boca Raton, FL |
| Francis H Feeney | Executive Officer | Boca Raton, FL |
| Garth M Friesen | Executive Officer | Boca Raton, FL |
| William P McCauley | Executive Officer | Boca Raton, FL |
| Laura A McGrath | Executive Officer | Christiansted, VI |
| Warren B Mosler | Executive Officer | Boca Raton, FL |
| Robert A Printz | Executive Officer | Boca Raton, FL |
| Michael L Reger | Executive Officer | Boca Raton, FL |
| Paul H Saunders | Executive Officer | Christiansted, VI |
| Sanjiv L Sharma | Executive Officer | Boca Raton, FL |
| Clifford L Viner | Executive Officer | Boca Raton, FL |
| Scott L Wyler | Executive Officer | Boca Raton, FL |
| n/a III Offshore Advisors | Promoter | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| n/a James River Capital Corp. | Executive Officer | Manakin-Sabot, VA |
| n/a James River Capital Corp. | Promoter | Manakin-Sabot, VA |
| Garth P Friesen | Executive Officer | Boca Raton, FL |
| Thomas D Olofsson | Executive Officer | Boca Raton, FL |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2016-03-07](https://search.stillhousedata.com/formd/0001533916-16-000002) | D/A | — | $101.0M |
| [2015-03-06](https://search.stillhousedata.com/formd/0001533916-15-000001) | D/A | — | $98.0M |
| [2014-03-06](https://search.stillhousedata.com/formd/0001533916-14-000001) | D/A | — | $92.0M |
| [2012-07-24](https://search.stillhousedata.com/formd/0001533916-12-000001) | D/A | — | $50.0M |
| [2012-03-06](https://search.stillhousedata.com/formd/0001539669-12-000004) | D/A | — | $50.0M |

## More

- [CIK 1533916 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1533916&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001290963-11-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.