# NYPPEX HOLDINGS, LLC — Form D

NYPPEX HOLDINGS, LLC of Rye Brook, NY, a company, filed a Form D exempt-offering notice with the SEC on 2010-09-29. $513K was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2010-09-29
- Form: D
- Accession: 0001300785-10-000004
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Amount sold: $513K
- Minimum investment: $13K
- Investors: 10
- Date of first sale: 2010-09-27
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-148308

## Issuer

- Name: NYPPEX HOLDINGS, LLC
- CIK: 0001300785
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 800 Westchester Avenue, Rye Brook, NY, 10573
- Phone: 914-305-2800

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Laurence G Allen | Executive Officer | Rye Brook, NY |
| Dexter B Blake III | Executive Officer | Rye Brook, NY |
| Craig K Blitz | Executive Officer | Rye Brook, NY |
| Kevin T Duffy, Jr. | Executive Officer | Rye Brook, NY |
| Reinhardt J Lange | Executive Officer | Rye Brook, NY |
| Michael J Portera | Executive Officer | Rye Brook, NY |
| Michael J Schunk | Executive Officer | Rye Brook, NY |
| John J DeMartino | Executive Officer | Greenwich, CT |
| Allan P Shenoy | Executive Officer | Greenwich, CT |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2010-04-06](https://search.stillhousedata.com/formd/0001300785-10-000002) | D | $501K | $501K |
| [2010-04-05](https://search.stillhousedata.com/formd/0001300785-10-000001) | D | $5.0M | $314K |
| [2009-05-05](https://search.stillhousedata.com/formd/0001300785-09-000003) | D | $4.0M | $992K |

## More

- [CIK 1300785 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1300785&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001300785-10-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.