# CMWA Small Cap Fund LLC — Form D

CMWA Small Cap Fund LLC of BEACHWOOD, OH, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2024-05-07. $136.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2024-05-07
- Form: D
- Accession: 0001310990-24-000003
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $136.4M
- Minimum investment: $1K
- Investors: 168
- Date of first sale: 2004-09-01
- Security types: equity, fund interests
- SEC file number: 021-512537

## Issuer

- Name: CMWA Small Cap Fund LLC
- CIK: 0001310990
- Entity type: Limited Liability Company
- Jurisdiction: OHIO
- Incorporated: 2004
- Address: 2000 AUBURN DRIVE SUITE 400, BEACHWOOD, OH, 44122
- Phone: 216-831-9667

## Officers, directors & promoters (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Neal B Colby | Executive Officer | Beachwood, OH |
| Douglas J Smorag | Director | Beachwood, OH |
| Douglas J Smorag | Executive Officer | Beachwood, OH |
| R. Douglas McCreery | Executive Officer | Beachwood, OH |
| R. Douglas McCreery | Related Person | Beachwood, OH |
| Cynthia G Resch | Executive Officer | Beachwood, OH |
| William J O'Neill | Director | Beachwood, OH |
| Cynthia G Koury | Director | Beachwood, OH |
| Cynthia G Koury | Executive Officer | Beachwood, OH |
| JAMES W WERT | Director | BEACHWOOD, OH |
| JAMES W WERT | Executive Officer | BEACHWOOD, OH |
| John A Koch | Executive Officer | Roswell, GA |
| Thomas V David | Director | Pepper Pike, OH |
| Thomas V David | Executive Officer | Pepper Pike, OH |
| Deborah C Jira | Director | Pepper Pike, OH |
| Deborah C Jira | Executive Officer | Pepper Pike, OH |
| James C Wert | Executive Officer | Pepper Pike, OH |
| John Paul Batt | Executive Officer | Pepper Pike, OH |
| A. Chace Anderson | Executive Officer | Pepper Pike, OH |
| Douglas A Smorag | Executive Officer | Pepper Pike, OH |
| William J O'Neill, Jr. | Executive Officer | Pepper Pike, OH |
| John E Kohl | Director | Pepper Pike, OH |
| John E Kohl | Executive Officer | Pepper Pike, OH |
| Douglas J. Smorag | Executive Officer | Beachwood, OH |
| Douglas J. Smorag | Related Person | Beachwood, OH |

## Other filings by this issuer (100)

_Showing 15 of 100 filings._

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-07-07](https://search.stillhousedata.com/formd/0001310990-26-000004) | D | — | $139.5M |
| [2026-05-01](https://search.stillhousedata.com/formd/0001310990-26-000003) | D | — | $139.4M |
| [2026-02-05](https://search.stillhousedata.com/formd/0001310990-26-000002) | D | — | $139.3M |
| [2026-01-02](https://search.stillhousedata.com/formd/0001310990-26-000001) | D | — | $139.2M |
| [2025-11-04](https://search.stillhousedata.com/formd/0001310990-25-000008) | D | — | $139.1M |
| [2025-09-02](https://search.stillhousedata.com/formd/0001310990-25-000006) | D | — | $138.9M |
| [2025-08-05](https://search.stillhousedata.com/formd/0001310990-25-000005) | D | — | $138.8M |
| [2025-07-02](https://search.stillhousedata.com/formd/0001310990-25-000004) | D | — | $138.7M |
| [2025-05-05](https://search.stillhousedata.com/formd/0001310990-25-000003) | D | — | $138.3M |
| [2025-04-04](https://search.stillhousedata.com/formd/0001310990-25-000002) | D | — | $138.2M |
| [2025-02-03](https://search.stillhousedata.com/formd/0001310990-25-000001) | D | — | $137.8M |
| [2024-12-04](https://search.stillhousedata.com/formd/0001310990-24-000006) | D | — | $137.6M |
| [2024-11-07](https://search.stillhousedata.com/formd/0001310990-24-000005) | D | — | $137.5M |
| [2024-09-03](https://search.stillhousedata.com/formd/0001309484-24-000006) | D | — | $137.4M |
| [2024-05-29](https://search.stillhousedata.com/formd/0001310990-24-000004) | D | — | $136.6M |

## More

- [CIK 1310990 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1310990&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001310990-24-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.