# Polygon Convertible Opportunity Fund — Form D/A

Polygon Convertible Opportunity Fund of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2016-07-11. $421.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2016-07-11
- Form: D/A
- Accession: 0001315863-16-001614
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $421.4M
- Minimum investment: $100K
- Investors: 124
- Date of first sale: 2012-05-01
- Security types: equity, fund interests
- SEC file number: 021-181276

## Issuer

- Name: Polygon Convertible Opportunity Fund
- CIK: 0001554145
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: 399 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 212-359-7357

## Officers, directors & promoters (23)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Cheng | Director | Boca Raton, FL |
| Gregory Cheng | Related Person | Boca Raton, FL |
| BRADFORD E WILLMORE | Director | NEW YORK, NY |
| STEPHEN PRINCE | Director | NEW YORK, NY |
| SIMON EDWARDS | Director | Boca Raton, FL |
| SIMON EDWARDS | Related Person | Boca Raton, FL |
| MICHAEL HUMPHRIES | Director | Boca Raton, FL |
| MICHAEL HUMPHRIES | Related Person | Boca Raton, FL |
| Reade E Griffith | Director | Grand Cayman, E9 |
| Michael Rupert Humphries | Director | Grand Cayman, E9 |
| Gregory Rupert Cheng | Director | Grand Cayman, E9 |
| Reade Rupert Griffith | Director | Grand Cayman, E9 |
| Simon Rupert Edwards | Director | Grand Cayman, E9 |
| Deron J Haley | Director | New York, NY |
| Michael J Humphries | Director | New York, NY |
| Patrick Rupert Cottrell | Director | Grand Cayman, E9 |
| Michael E Humphries | Director | Grand Cayman, E9 |
| Bradford E Williams | Director | Grand Cayman, E9 |
| BRADFORD E. WILLMORE | Director | San Francisco, CA |
| BRADFORD E. WILLMORE | Related Person | San Francisco, CA |
| Reade E. Griffith | Director | Grand Cayman, E9 |
| Bradford E. Williams | Director | Grand Cayman, E9 |
| Michael E. Humphries | Director | Grand Cayman, E9 |

## Other filings by this issuer (13)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-03-26](https://search.stillhousedata.com/formd/0001554145-26-000001) | D/A | — | $2.2B |
| [2025-04-01](https://search.stillhousedata.com/formd/0001554145-25-000001) | D/A | — | $1.1B |
| [2024-03-27](https://search.stillhousedata.com/formd/0001554145-24-000002) | D/A | — | $1.1B |
| [2022-07-08](https://search.stillhousedata.com/formd/0001315863-22-000500) | D/A | — | $923.8M |
| [2021-07-08](https://search.stillhousedata.com/formd/0001315863-21-000574) | D/A | — | $790.1M |
| [2020-07-08](https://search.stillhousedata.com/formd/0001315863-20-000589) | D/A | — | $714.1M |
| [2019-07-12](https://search.stillhousedata.com/formd/0001315863-19-000593) | D/A | — | $676.8M |
| [2018-07-11](https://search.stillhousedata.com/formd/0001315863-18-000557) | D/A | — | $642.7M |
| [2017-07-11](https://search.stillhousedata.com/formd/0001315863-17-000567) | D/A | — | $514.4M |
| [2015-07-10](https://search.stillhousedata.com/formd/0001315863-15-000603) | D/A | — | $388.5M |
| [2014-07-11](https://search.stillhousedata.com/formd/0001315863-14-000443) | D/A | — | $370.1M |
| [2013-07-16](https://search.stillhousedata.com/formd/0001572929-13-000008) | D/A | — | $158.2M |
| [2012-07-16](https://search.stillhousedata.com/formd/0001538023-12-000074) | D | — | $16.0M |

## More

- [CIK 1554145 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1554145&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001315863-16-001614.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.