# Whitebox Diversified Convertible Arbitrage Fund, Ltd. — Form D

Whitebox Diversified Convertible Arbitrage Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-03-16. $11.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-03-16
- Form: D
- Accession: 0001317594-09-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $11.1M
- Minimum investment: $5.0M
- Investors: 6
- Date of first sale: 2004-01-01
- Security types: equity, fund interests
- SEC file number: 021-128026

## Issuer

- Name: Whitebox Diversified Convertible Arbitrage Fund, Ltd.
- CIK: 0001317594
- Entity type: Other
- Jurisdiction: E9
- Address: TRIDENT TRUST CO. (CAYMAN) LTD., GRAND CAYMAN, E9, 00000
- Phone: 612-253-6001

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| David Bree | Promoter | Grand Cayman, E9 |
| n/a HSBC Republic Bank (Suisse) S.A. | Promoter | Geneva, V8 |
| n/a Pine Grove Offshore Fund, Ltd. | Promoter | Hamilton HM, X0 |
| Andrew J Redleaf | Promoter | Minneapolis, MN |
| Don Seymour | Promoter | New York, NY |
| Don Seymour | Director | New York, NY |
| David Bree | Director | Grand Cayman, E9 |
| Andrew J Redleaf | Director | Minneapolis, MN |
| Andrew J Redleaf | Executive Officer | Minneapolis, MN |
| Don D Seymour | Director | Grand Cayman, E9 |
| David D Bree | Director | Grand Cayman, E9 |
| Jonathan D Wood | Director | Minneapolis, MN |
| Jonathan D Wood | Executive Officer | Minneapolis, MN |
| n/a Whitebox Diversified Convertible Abritrage Advisors, LLC | Promoter | Minneapolis, MN |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2010-03-12](https://search.stillhousedata.com/formd/0001317594-10-000001) | D/A | — | $511.4M |
| [2009-03-17](https://search.stillhousedata.com/formd/0001317594-09-000003) | D/A | — | $473.1M |

## More

- [CIK 1317594 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1317594&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001317594-09-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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