# Singulex, Inc. — Form D

Singulex, Inc. of ALAMEDA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-06-07. The offering totals $20.1M, of which $12.2M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2013-06-07
- Form: D
- Accession: 0001323620-13-000002
- Industry: Biotechnology
- Exemptions: 06
- Total offering: $20.1M
- Amount sold: $12.2M
- Remaining: $7.9M
- Investors: 6
- Date of first sale: 2013-05-17
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-197624

## Issuer

- Name: Singulex, Inc.
- CIK: 0001323620
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 1701 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502
- Phone: 510-995-9000

## Officers, directors & promoters (22)

| Name | Role | Location |
| --- | --- | --- |
| Guido L Baechler | Director | Alameda, CA |
| Heiner J Dreismann | Director | Alameda, CA |
| Philippe J Goix | Director | Alameda, CA |
| Carl L Gordon | Director | Stamford, CT |
| Gregory R Johnson | Director | — |
| Andre R Marion | Director | Alameda, CA |
| R. Douglas K Norby | Director | Alameda, CA |
| Stephen L Rose | Director | Harrisburg, PA |
| Fred K Vogt | Director | Alameda, CA |
| Guido L Baechler | Executive Officer | Alameda, CA |
| Michael K Bell | Executive Officer | Alameda, CA |
| CARL GORDON | Director | SAN DIEGO, CA |
| Gregory Johnson | Director | Vancouver, A1 |
| Heiner Dreismann | Director | EXTON, PA |
| Stephen Rose | Director | Seattle, WA |
| Philippe J Goix | Executive Officer | Alameda, CA |
| Hironori L Hozoji | Director | Tokyo, M0 |
| Hironori Hozoji | Director | Tokyo, M0 |
| Fred Vogt | Director | Alameda, CA |
| Andre Marion | Director | Alameda, CA |
| Philippe Goix | Director | Alameda, CA |
| Philippe Goix | Executive Officer | Alameda, CA |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2012-03-15](https://search.stillhousedata.com/formd/0001323620-12-000001) | D | $21.3M | $15.3M |
| [2011-08-05](https://search.stillhousedata.com/formd/0001323620-11-000006) | D/A | $10.1M | $9.7M |
| [2011-05-23](https://search.stillhousedata.com/formd/0001323620-11-000004) | D | $10.1M | $7.5M |

## More

- [CIK 1323620 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1323620&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001323620-13-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.