# Advanced Equities Financial Corp — Form D

Advanced Equities Financial Corp of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2010-02-02. The offering totals $20.0M, of which $7.5M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2010-02-02
- Form: D
- Accession: 0001347807-10-000002
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $20.0M
- Amount sold: $7.5M
- Remaining: $12.5M
- Investors: 2
- Date of first sale: 2010-01-20
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-84359

## Issuer

- Name: Advanced Equities Financial Corp
- CIK: 0001347807
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 311 SOUTH WACKER DR STE 1650, CHICAGO, IL, 60606
- Phone: (312) 377-5300

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Dwight O Badger | Director | Chicago, IL |
| Lon O Chow | Director | Chicago, IL |
| Keith J Daubenspeck | Director | Palo Alto, CA |
| Robert O Dods | Director | Chicago, IL |
| Robert O Haveman | Director | Chicago, IL |
| George O Middlemas | Director | Chicago, IL |
| Don O Phillips | Director | Chicago, IL |
| Ron O Piasecki | Director | Chicago, IL |
| John O Vosicky | Director | Chicago, IL |
| Adam O Antoniades | Executive Officer | San Diego, CA |
| Dwight O Badger | Executive Officer | Chicago, IL |
| Keith J Daubenspeck | Executive Officer | Palo Alto, CA |
| Gregg O Glaser | Executive Officer | Richmond, VA |
| Dwight O Badger | Promoter | Chicago, IL |
| Keith J Daubenspeck | Promoter | Palo Alto, CA |

## More

- [CIK 1347807 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1347807&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001347807-10-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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