# First Quadrant Essential Beta Fund Ltd. — Form D/A

First Quadrant Essential Beta Fund Ltd. of PASADENA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2012-08-16. The offering totals $3.8B, of which $412.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-08-16
- Form: D/A
- Accession: 0001366410-12-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $3.8B
- Amount sold: $412.8M
- Remaining: $3.4B
- Minimum investment: $1.0M
- Investors: 2
- Security types: fund interests

## Issuer

- Name: First Quadrant Essential Beta Fund Ltd.
- CIK: 0001479077
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2008
- Address: 800 EAST COLORADO BLVD, SUITE 900, PASADENA, CA, 91101
- Phone: 626 795 8220

## Officers, directors & promoters (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| Joseph A. Germain | Director | Pasadena, CA |
| Kenneth J. Ferguson | Executive Officer | Pasadena, CA |
| Dori J. Levanoni | Executive Officer | Pasadena, CA |
| Ed E. Peters | Executive Officer | Pasadena, CA |
| Jia E. Ye | Executive Officer | Pasadena, CA |
| Stephane Lachance | Director | Grand Cayman, E9 |
| Roger Priaulx | Director | Grand Cayman, E9 |
| Joel L Brouwer | Director | Pasadena, CA |
| Joel L Brouwer | Executive Officer | Pasadena, CA |
| Darren L Stainrod | Director | Grand Cayman, E9 |
| LP L First Quadrant | Promoter | Pasadena, CA |
| Curtis J Ketterer | Executive Officer | Pasadena, CA |
| Ed E Peters | Executive Officer | Pasadena, CA |
| Dori Levanoni | Executive Officer | Pasadena, CA |
| R. Max Darnell | Executive Officer | Pasadena, CA |
| Jia E Ye | Executive Officer | Pasadena, CA |
| Affiliated Managers J Group | Executive Officer | Prides Crossing, MA |
| Stephane J Lachance | Director | George Town, Grand Cayman, E9 |
| Roger J Priaulx | Director | George Town, Grand Cayman, E9 |
| Jeff J Murphy | Director | Prides Crossing, MA |
| Timothy E Meckel | Director | Pasadena, CA |
| Dori J Levanoni | Executive Officer | Pasadena, CA |
| Kenneth J Ferguson | Executive Officer | Pasadena, CA |
| Kent C Roberts II | Executive Officer | Pasadena, CA |
| Christopher G Luck | Executive Officer | Pasadena, CA |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-03-17](https://search.stillhousedata.com/formd/0001479077-20-000001) | D/A | $6.0B | $747.4M |
| [2019-02-04](https://search.stillhousedata.com/formd/0001628831-19-000002) | D/A | $7.6B | $942.6M |
| [2018-02-02](https://search.stillhousedata.com/formd/0001479077-18-000001) | D/A | $7.3B | $942.6M |
| [2017-02-02](https://search.stillhousedata.com/formd/0001628831-17-000003) | D/A | $7.6B | $1.2B |
| [2016-07-18](https://search.stillhousedata.com/formd/0001479077-16-000002) | D/A | $7.4B | $1.2B |
| [2015-07-16](https://search.stillhousedata.com/formd/0001479077-15-000001) | D/A | $6.6B | $1.9B |
| [2014-06-30](https://search.stillhousedata.com/formd/0001479077-14-000001) | D/A | $6.6B | $115.1M |
| [2013-07-22](https://search.stillhousedata.com/formd/0001498989-13-000002) | D/A | $3.2B | $1.3B |
| [2012-02-07](https://search.stillhousedata.com/formd/0001479077-12-000001) | D/A | $3.8B | $412.8M |
| [2011-06-30](https://search.stillhousedata.com/formd/0001479076-11-000003) | D/A | $3.8B | $247.2M |
| [2010-12-29](https://search.stillhousedata.com/formd/0001479076-10-000004) | D/A | $3.8B | $247.2M |
| [2010-01-14](https://search.stillhousedata.com/formd/0001479077-10-000001) | D | $3.9B | $100.0M |

## More

- [CIK 1479077 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1479077&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001366410-12-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.