# APOLLO ENDOSURGERY INC — Form D

APOLLO ENDOSURGERY INC of AUSTIN, TX, a company, filed a Form D exempt-offering notice with the SEC on 2013-12-16. The offering totals $63.7M, of which $60.7M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2013-12-16
- Form: D
- Accession: 0001369432-13-000003
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $63.7M
- Amount sold: $60.7M
- Remaining: $3.0M
- Investors: 11
- Date of first sale: 2013-12-02
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-208035

## Issuer

- Name: APOLLO ENDOSURGERY INC
- CIK: 0001369432
- Entity type: Corporation
- Jurisdiction: DE
- Incorporated: 2005
- Address: 7000 BEE CAVES ROAD, SUITE 250, AUSTIN, TX, 78746
- Phone: 512.328.9990

## Officers, directors & promoters (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| Rick J Anderson | Director | Austin, TX |
| Matthew S Crawford | Director | Austin, TX |
| John W Creecy | Director | Austin, TX |
| R. Kent B McGaughy, Jr. | Director | Austin, TX |
| Dennis L McWilliams | Director | Austin, TX |
| Richard J Meelia | Director | Austin, TX |
| Jack B Nielsen | Director | Austin, TX |
| Bruce S Robertson | Director | Austin, TX |
| Michael J Doty | Executive Officer | Austin, TX |
| Dennis L McWilliams | Executive Officer | Austin, TX |
| STEFANIE CAVANAUGH | Executive Officer | AUSTIN, TX |
| Jack Nielsen | Director | Palo Alto, CA |
| Matthew Crawford | Director | Asheville, NC |
| Bruce Robertson | Director | South San Francisco, CA |
| Dennis McWilliams | Director | Austin, TX |
| Dennis McWilliams | Executive Officer | Austin, TX |
| Todd Newton | Director | Austin, TX |
| Todd Newton | Executive Officer | Austin, TX |
| Bret Schwartzhoff | Executive Officer | Austin, TX |
| Rick Anderson | Director | Austin, TX |
| John Creecy | Director | San Antonio, TX |
| Bruce Robertson, Ph.D. | Director | Austin, TX |
| Richard Meelia | Director | Austin, TX |
| William McClellan, Jr. | Director | Austin, TX |
| Charles Tribie | Executive Officer | Austin, TX |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-01-11](https://search.stillhousedata.com/formd/0001369432-17-000001) | D | $54.4M | $54.4M |
| [2013-07-03](https://search.stillhousedata.com/formd/0001369432-13-000001) | D | $11.6M | $5.0M |
| [2012-02-10](https://search.stillhousedata.com/formd/0001369432-12-000001) | D | $53.8M | $52.7M |
| [2009-03-23](https://search.stillhousedata.com/formd/0001369432-09-000003) | D | $3.2M | $3.0M |

## More

- [CIK 1369432 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1369432&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001369432-13-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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