# OPPENHEIMER CAPITAL TOTAL RETURN TRUST — Form D/A

OPPENHEIMER CAPITAL TOTAL RETURN TRUST of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2013-12-31. $173.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-12-31
- Form: D/A
- Accession: 0001374291-13-000009
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Amount sold: $173.7M
- Minimum investment: $1.0M
- Investors: 15
- Date of first sale: 1994-11-01
- Security types: fund interests
- SEC file number: 021-94270

## Issuer

- Name: OPPENHEIMER CAPITAL TOTAL RETURN TRUST
- CIK: 0001374291
- Entity type: Business Trust
- Jurisdiction: DE
- Address: 1345 AVE OF THE AMERICAS, NEW YORK, NY, 10105
- Phone: 212-739-3000

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| John Charles Carroll | Executive Officer | New York, NY |
| Barbara Ruth Claussen | Executive Officer | New York, NY |
| Benno John Fischer | Executive Officer | New York, NY |
| Douglas Gorman Forsyth | Executive Officer | New York, NY |
| Udo Gorman Frank | Executive Officer | New York, NY |
| Brian Joseph Gaffney | Executive Officer | New York, NY |
| Jill Ellen Lohrfink | Executive Officer | New York, NY |
| Scott T Migliori | Executive Officer | New York, NY |
| Herold Clemens Rohweder | Executive Officer | New York, NY |
| Julian Fernand Sluyters | Executive Officer | New York, NY |
| Horacio Valeiras | Executive Officer | New York, NY |
| Marna Whittington | Executive Officer | Philadelphia, PA |
| Barbara Claussen | Executive Officer | New York, NY |
| Mary Ann Schreiber | Executive Officer | New York, NY |
| Geoffrey Mullen | Executive Officer | New York, NY |
| Taegan Goddard | Executive Officer | New York, NY |
| John C Maney | Executive Officer | New York, NY |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-01-02](https://search.stillhousedata.com/formd/0001374291-13-000002) | D/A | — | $173.7M |
| [2012-01-27](https://search.stillhousedata.com/formd/0001374291-12-000002) | D/A | — | $173.7M |
| [2011-02-23](https://search.stillhousedata.com/formd/0001374291-11-000001) | D/A | — | $173.7M |
| [2010-02-26](https://search.stillhousedata.com/formd/0001374292-10-000002) | D/A | — | $173.7M |
| [2009-03-11](https://search.stillhousedata.com/formd/0001458119-09-000002) | D | — | $173.7M |

## More

- [CIK 1374291 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1374291&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001374291-13-000009.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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