# CAIN BROTHERS & CO INC — Form D

CAIN BROTHERS & CO INC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2011-10-13. The offering totals $2.1M, of which $1.4M was reported sold. Industry: Investment Banking.

## Offering

- Filed: 2011-10-13
- Form: D
- Accession: 0001377070-11-000003
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $2.1M
- Amount sold: $1.4M
- Remaining: $725K
- Minimum investment: $50K
- Investors: 15
- Date of first sale: 2011-09-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-167162

## Issuer

- Name: CAIN BROTHERS & CO INC
- CIK: 0001377070
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 360 MADISON AVE, NEW YORK, NY, 10017
- Phone: 212-869-5600

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Carsten J Beith | Director | New York, NY |
| James E Cain | Director | New York, NY |
| DANIEL M CAIN | Director | NEW YORK, NY |
| Robert, Jr. J Fraiman | Director | New York, NY |
| James M Moloney | Director | New York, NY |
| Scott D Smith | Director | New York, NY |
| Rhett D Thurman | Director | New York, NY |
| Robert, Jr. J Fraiman | Executive Officer | New York, NY |
| Rhett D Thurman | Executive Officer | New York, NY |

## More

- [CIK 1377070 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1377070&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001377070-11-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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