# Vertiflex, Inc. — Form D

Vertiflex, Inc. of CARLSBAD, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-01-13. The offering totals $45.7M, of which $26.8M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2016-01-13
- Form: D
- Accession: 0001385978-16-000003
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $45.7M
- Amount sold: $26.8M
- Remaining: $18.9M
- Investors: 8
- Date of first sale: 2016-01-04
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-255057

## Issuer

- Name: Vertiflex, Inc.
- CIK: 0001385978
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2004
- Address: 2714 LOKER AVENUE WEST, CARLSBAD, CA, 92010
- Phone: 442-325-5900

## Officers, directors & promoters (43)

_Showing 25 of 43 people._

| Name | Role | Location |
| --- | --- | --- |
| PETER KLEIN | Director | GREENWICH, CT |
| Peter Justin Klein | Director | Denver, CO |
| Jeffrey A Swiecki | Executive Officer | Carlsbad, CA |
| Guy Nohra | Director | San Clemente, CA |
| Paul Klingenstein | Director | Lexington, MA |
| Michael Justin Wasserman | Director | Carlsbad, CA |
| Kathy Justin Tune | Director | Carlsbad, CA |
| Jeff R Swiecki | Executive Officer | Carlsbad, CA |
| Ray Justin Baker | Director | Carlsbad, CA |
| Alexander Justin Schmitz | Director | Carlsbad, CA |
| Earl R Fender | Director | Carlsbad, CA |
| Earl R Fender | Executive Officer | Carlsbad, CA |
| Martin J Waters | Executive Officer | Palo Alto, CA |
| Kathy P Tune | Director | San Clemente, CA |
| Sigrid P Van Bladel | Director | San Clemente, CA |
| Sigrid Justin Van Bladel | Director | San Francisco, CA |
| Robert S Reitzler | Executive Officer | San Clemente, CA |
| Keegan Harper | Director | CARLSBAD, CA |
| Jeffrey A Swiecke | Executive Officer | San Clemente, CA |
| Scott C Lynch | Executive Officer | San Clemente, CA |
| Guy P Nohra | Director | San Francisco, CA |
| Anthony G Mauriello | Executive Officer | San Diego, CA |
| J. Casey A McGlynn | Executive Officer | Palo Alto, CA |
| Sami Justin Hamade | Director | San Francisco, CA |
| Robin Bellas | Director | Hayward, CA |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-03-27](https://search.stillhousedata.com/formd/0001385978-18-000001) | D/A | $45.3M | $45.3M |
| [2017-03-10](https://search.stillhousedata.com/formd/0001385978-17-000002) | D | $40.3M | $25.3M |
| [2016-10-11](https://search.stillhousedata.com/formd/0001385978-16-000004) | D | $15.1M | $15.1M |
| [2015-07-16](https://search.stillhousedata.com/formd/0001385978-15-000002) | D | $5.0M | $4.8M |
| [2014-10-01](https://search.stillhousedata.com/formd/0001385978-14-000001) | D | $6.0M | $6.0M |
| [2013-08-21](https://search.stillhousedata.com/formd/0001385978-13-000003) | D | $4.0M | $4.0M |
| [2012-01-17](https://search.stillhousedata.com/formd/0001385978-12-000006) | D | $8.0M | $8.0M |
| [2011-02-07](https://search.stillhousedata.com/formd/0001385978-11-000002) | D/A | $14.6M | $14.0M |
| [2011-02-04](https://search.stillhousedata.com/formd/0001385978-11-000001) | D/A | $14.6M | $14.0M |
| [2010-12-28](https://search.stillhousedata.com/formd/0001385978-10-000002) | D | $12.0M | $8.4M |
| [2010-07-13](https://search.stillhousedata.com/formd/0001385978-10-000001) | D | $2.0M | $2.0M |
| [2009-07-31](https://search.stillhousedata.com/formd/0001385978-09-000003) | D | $8.0M | $8.0M |

## More

- [CIK 1385978 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1385978&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001385978-16-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.