# PT Financial LLC — Form D

PT Financial LLC of Chicago, IL, a company, filed a Form D exempt-offering notice with the SEC on 2013-07-03. The offering totals $8.4M, of which $8.4M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2013-07-03
- Form: D
- Accession: 0001387280-13-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $8.4M
- Amount sold: $8.4M
- Minimum investment: $188K
- Investors: 15
- Date of first sale: 2013-06-21
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-199021

## Issuer

- Name: PT Financial LLC
- CIK: 0001387280
- Entity type: Limited Liability Company
- Jurisdiction: ILLINOIS
- Incorporated: 2006
- Address: 500 West Madison Street, Chicago, IL, 60661
- Phone: 3125211000

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| Richard Scott Berg | Director | CHICAGO, IL |
| Jason Alan Elder | Director | Chicago, IL |
| Philip Mark Nussbaum | Director | CHICAGO, IL |
| Richard Scott Berg | Executive Officer | CHICAGO, IL |
| James Mark Lorentsen | Executive Officer | Chicago, IL |
| Philip Mark Nussbaum | Executive Officer | CHICAGO, IL |
| James Howard Matson | Executive Officer | Chicago, IL |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2011-12-15](https://search.stillhousedata.com/formd/0001387280-11-000003) | D | $13.7M | $13.7M |

## More

- [CIK 1387280 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1387280&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001387280-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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