# Waddell & Reed Asset Strategy Fund, LLC — Form D/A

Waddell & Reed Asset Strategy Fund, LLC of OVERLAND PARK, KS, a pooled investment fund, filed a Form D amendment with the SEC on 2011-11-14. $30.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-11-14
- Form: D/A
- Accession: 0001393725-11-000165
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $30.3M
- Investors: 2
- Date of first sale: 2009-08-31
- Security types: fund interests
- SEC file number: 021-133992

## Issuer

- Name: Waddell & Reed Asset Strategy Fund, LLC
- CIK: 0001462237
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: WADDELL & REED INVESTMENT MANAGEMENT CO., OVERLAND PARK, KS, 66202
- Phone: 877.887.0867

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Philip J Sanders | Director | Overland Park, KS |
| Philip J Sanders | Executive Officer | Overland Park, KS |
| Brian T Sullivan | Executive Officer | Dallas, TX |
| Nikki F Newton | Executive Officer | Overland Park, KS |
| Jennifer A Askins | Executive Officer | Overland Park, KS |
| Kurt A Sundeen | Executive Officer | Overland Park, KS |
| Chace F Brundige | Executive Officer | Overland Park, KS |
| Cynthia P Prince-Fox | Executive Officer | Overland Park, KS |
| John E Jr Sundeen | Director | Overland Park, KS |
| John E Jr Sundeen | Executive Officer | Overland Park, KS |
| Jon-Jason A Richie | Executive Officer | Overland Park, KS |
| Henry J Herrmann | Director | Overland Park, KS |
| Henry J Herrmann | Executive Officer | Overland Park, KS |
| Mark P Buyle | Executive Officer | Overland Park, KS |
| Michael L Avery | Executive Officer | Overland Park, KS |
| Cynthia L LaGree | Executive Officer | Overland Park, KS |
| Adlynn K Harte | Executive Officer | Overland Park, KS |
| Ryan F Caldwell | Executive Officer | Overland Park, KS |
| Lawrence J Cipolla | Executive Officer | Overland Park, KS |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2016-11-16](https://search.stillhousedata.com/formd/0001393725-16-000272) | D/A | — | $30.3M |
| [2015-11-12](https://search.stillhousedata.com/formd/0001393725-15-000129) | D/A | — | $30.3M |
| [2014-11-14](https://search.stillhousedata.com/formd/0001393725-14-000157) | D/A | — | $30.3M |
| [2013-11-14](https://search.stillhousedata.com/formd/0001393725-13-000094) | D/A | — | $30.3M |
| [2012-11-14](https://search.stillhousedata.com/formd/0001393725-12-000136) | D/A | — | $30.3M |
| [2010-10-15](https://search.stillhousedata.com/formd/0001393725-10-000159) | D/A | — | $30.3M |
| [2009-08-27](https://search.stillhousedata.com/formd/0001393725-09-000145) | D | — | — |

## More

- [CIK 1462237 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1462237&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001393725-11-000165.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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