# Waddell & Reed Small Co Growth Fund, LLC — Form D/A

Waddell & Reed Small Co Growth Fund, LLC of PHILADELPHIA, PA, a pooled investment fund, filed a Form D amendment with the SEC on 2011-11-14. $267.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-11-14
- Form: D/A
- Accession: 0001393725-11-000167
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $267.7M
- Investors: 48
- Date of first sale: 1999-05-03
- Security types: fund interests
- SEC file number: 021-134203

## Issuer

- Name: Waddell & Reed Small Co Growth Fund, LLC
- CIK: 0001449286
- Entity type: Limited Liability Company
- Jurisdiction: KANSAS
- Address: 100 INDEPENDENCE, PHILADELPHIA, PA, 19106
- Phone: 215-255-1368

## Officers, directors & promoters (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| David Forrester Connor | Executive Officer | Philadelphia, PA |
| N/A Macquarie Alternative Strategies, a series of Macquarie Investment Management Business Trust | Executive Officer | Philadelphia, PA |
| Michael Francis Capuzzi | Executive Officer | Philadelphia, PA |
| William Keith Speacht | Executive Officer | Philadelphia, PA |
| Shawn Keith Lytle | Executive Officer | Philadelphia, PA |
| Richard Forrester Salus | Executive Officer | Philadelphia, PA |
| Daniel Ganteanme Schermann | Executive Officer | Overland Park, KS |
| Stephen Francis Hoban | Executive Officer | Philadelphia, PA |
| Benjamin R Clouse | Director | Leawood, KS |
| Benjamin R Clouse | Executive Officer | Leawood, KS |
| Brian Lawrence Murray | Executive Officer | Philadelphia, PA |
| N/A Partner Ivy Investment Management Company | Executive Officer | Overland Park, KS |
| Brent Kyle Bloss | Director | Overland Park, KS |
| Brent Kyle Bloss | Executive Officer | Overland Park, KS |
| Daniel Partner Hanson | Director | Overland Park, KS |
| Daniel Partner Hanson | Executive Officer | Overland Park, KS |
| Michael John Daley | Executive Officer | Overland Park, KS |
| Jon-Jason Partner Richie | Executive Officer | Overland Park, KS |
| N/A Partner Ivy Distributors, Inc. | Promoter | Overland Park, KS |
| Timothy J Miller | Executive Officer | Grove City, OH |
| Kenneth G McQuade | Executive Officer | Overland Park, KS |
| Bradley P Halverson | Executive Officer | Overland Park, KS |
| Brent K Bloss | Director | Overland Park, KS |
| Brent K Bloss | Executive Officer | Overland Park, KS |
| Daniel P Hanson | Director | Overland Park, KS |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-11-15](https://search.stillhousedata.com/formd/0001393725-23-000171) | D/A | — | $267.7M |
| [2022-11-15](https://search.stillhousedata.com/formd/0001393725-22-000232) | D/A | — | $267.7M |
| [2021-11-15](https://search.stillhousedata.com/formd/0001393725-21-000170) | D/A | — | $267.7M |
| [2020-11-13](https://search.stillhousedata.com/formd/0001393725-20-000137) | D/A | — | $267.7M |
| [2019-11-15](https://search.stillhousedata.com/formd/0001393725-19-000131) | D/A | — | $267.7M |
| [2018-11-15](https://search.stillhousedata.com/formd/0001393725-18-000105) | D/A | — | $267.7M |
| [2017-11-15](https://search.stillhousedata.com/formd/0001393725-17-000136) | D/A | — | $267.7M |
| [2016-11-16](https://search.stillhousedata.com/formd/0001393725-16-000273) | D/A | — | $267.7M |
| [2015-11-12](https://search.stillhousedata.com/formd/0001393725-15-000130) | D/A | — | $267.7M |
| [2014-11-14](https://search.stillhousedata.com/formd/0001393725-14-000155) | D/A | — | $267.7M |
| [2013-11-14](https://search.stillhousedata.com/formd/0001393725-13-000097) | D/A | — | $267.7M |
| [2012-11-15](https://search.stillhousedata.com/formd/0001393725-12-000138) | D/A | — | $267.7M |
| [2012-11-15](https://search.stillhousedata.com/formd/0001393725-12-000139) | D/A | — | $267.7M |
| [2010-10-15](https://search.stillhousedata.com/formd/0001393725-10-000161) | D/A | — | $261.1M |
| [2009-09-04](https://search.stillhousedata.com/formd/0001393725-09-000148) | D | — | $260.1M |

## More

- [CIK 1449286 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1449286&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001393725-11-000167.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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