# Preferred Securities Fund, a series of Principal Global Investors Trust — Form D/A

Preferred Securities Fund, a series of Principal Global Investors Trust of DES MOINES, IA, a pooled investment fund, filed a Form D amendment with the SEC on 2017-05-15. $118.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2017-05-15
- Form: D/A
- Accession: 0001393725-17-000108
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $118.8M
- Investors: 10
- Date of first sale: 2013-11-19
- Security types: fund interests
- SEC file number: 021-207609

## Issuer

- Name: Preferred Securities Fund, a series of Principal Global Investors Trust
- CIK: 0001593518
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: 801 GRAND AVENUE, DES MOINES, IA, 50392
- Phone: 1-800-533-1390

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| Michael Michael Beer | Director | Wynnewood, PA |
| Michael Michael Beer | Executive Officer | Wynnewood, PA |
| James Patrick McCaughan | Director | Des Moines, IA |
| James Patrick McCaughan | Executive Officer | Des Moines, IA |
| David Michael Blake | Director | Des Moines, IA |
| David Michael Blake | Executive Officer | Des Moines, IA |
| Patrick Gregory Halter | Director | Des Moines, IA |
| Patrick Gregory Halter | Executive Officer | Des Moines, IA |
| Daniel Patrick Houston | Director | Des Moines, IA |
| Karen Elizabeth Shaff | Director | Des Moines, IA |
| Karen Elizabeth Shaff | Executive Officer | Des Moines, IA |
| Jill Michael Hittner | Director | Des Moines, IA |
| Jill Michael Hittner | Executive Officer | Des Moines, IA |
| Barbara Michael McKenzie | Director | Des Moines, IA |
| Barbara Michael McKenzie | Executive Officer | Des Moines, IA |
| ' Michael Principal Global Investors | Promoter | Des Moines, IA |
| Andrew Michael Donohue | Executive Officer | Des Moines, IA |
| Jeffrey Michael Hiller | Executive Officer | Des Moines, IA |
| Randall Craig Mundt | Director | Des Moines, IA |
| Randall Craig Mundt | Executive Officer | Des Moines, IA |
| Larry Donald Zimpleman | Director | Des Moines, IA |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-06-14](https://search.stillhousedata.com/formd/0001593518-18-000002) | D/A | — | $154.1M |
| [2016-05-13](https://search.stillhousedata.com/formd/0001393725-16-000226) | D/A | — | $77.9M |
| [2015-04-29](https://search.stillhousedata.com/formd/0001393725-15-000072) | D/A | — | $28.6M |
| [2014-12-18](https://search.stillhousedata.com/formd/0001393725-14-000173) | D/A | — | $13.3M |
| [2013-12-09](https://search.stillhousedata.com/formd/0001393725-13-000113) | D | — | $9.8M |

## More

- [CIK 1593518 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1593518&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001393725-17-000108.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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