# Nuveen Asset Management, LLC — Form D/A

Nuveen Asset Management, LLC of CHICAGO, IL, a company, filed a Form D amendment with the SEC on 2020-04-30. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2020-04-30
- Form: D/A
- Accession: 0001393725-20-000088
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 204
- Date of first sale: 2019-04-15
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-338343

## Issuer

- Name: Nuveen Asset Management, LLC
- CIK: 0001521019
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE, CHICAGO, IL, 60606
- Phone: (312) 917-7700

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| Diane S Meggs | Executive Officer | Chicago, IL |
| Austin Penn Wachter | Executive Officer | Charlotte, NC |
| Megan Martin Sendlak | Executive Officer | Chicago, IL |
| Saira Ann Malik | Executive Officer | San Francisco, CA |
| N/A Nuveen Fund Advisors, LLC | Promoter | Chicago, IL |
| Stuart Jona Cohen | Executive Officer | Chicago, IL |
| Stuart Jona Cohen | Related Person | Chicago, IL |
| William T Huffman | Executive Officer | Chicago, IL |
| Jon Mitchell Stevens | Executive Officer | Minneapolis, MN |
| Jon Mitchell Stevens | Related Person | Minneapolis, MN |
| Travis Martin Pauley | Executive Officer | NEW YORK, NY |
| Jeffrey D Wieneke | Executive Officer | Minneapolis, MN |
| Austin Penn Wachter | Related Person | Charlotte, NC |
| Thomas S Schreier | Executive Officer | Minneapolis, MN |
| Charles R Manzoni | Executive Officer | Chicago, IL |
| Sherri A Hlavacek | Executive Officer | Chicago, IL |
| Diane T Meggs | Executive Officer | Chicago, IL |
| Mary Elizabeth Keefe | Executive Officer | Chicago, IL |
| N/A Nuveen Fund Advisors, Inc. | Promoter | Chicago, IL |
| Diane S. Meggs | Related Person | Chicago, IL |
| William T. Huffman | Related Person | Chicago, IL |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-04-16](https://search.stillhousedata.com/formd/0001393725-25-000097) | D/A | — | — |
| [2024-04-19](https://search.stillhousedata.com/formd/0001393725-24-000129) | D/A | — | — |
| [2023-05-01](https://search.stillhousedata.com/formd/0001393725-23-000115) | D/A | — | — |
| [2022-04-29](https://search.stillhousedata.com/formd/0001393725-22-000132) | D/A | — | — |
| [2021-04-30](https://search.stillhousedata.com/formd/0001393725-21-000104) | D/A | — | — |
| [2019-04-29](https://search.stillhousedata.com/formd/0001393725-19-000081) | D | — | — |
| [2017-06-09](https://search.stillhousedata.com/formd/0000950172-17-000059) | D/A | — | — |
| [2016-06-09](https://search.stillhousedata.com/formd/0000950172-16-000210) | D/A | — | — |
| [2015-03-11](https://search.stillhousedata.com/formd/0000950172-15-000037) | D/A | — | — |
| [2013-05-23](https://search.stillhousedata.com/formd/0000950172-13-000063) | D/A | — | — |
| [2012-05-29](https://search.stillhousedata.com/formd/0000950172-12-000036) | D/A | — | — |
| [2011-06-15](https://search.stillhousedata.com/formd/0001521019-11-000001) | D | — | — |

## More

- [CIK 1521019 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1521019&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001393725-20-000088.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.