# NWQ INVESTMENT MANAGEMENT COMPANY, LLC — Form D/A

NWQ INVESTMENT MANAGEMENT COMPANY, LLC of LOS ANGELES, CA, a company, filed a Form D amendment with the SEC on 2020-04-30. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2020-04-30
- Form: D/A
- Accession: 0001393725-20-000089
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 19
- Date of first sale: 2019-02-28
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-335134

## Issuer

- Name: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
- CIK: 0000763848
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 2029 CENTURY PARK EAST, LOS ANGELES, CA, 90067
- Phone: 310-712-4000

## Officers, directors & promoters (13)

| Name | Role | Location |
| --- | --- | --- |
| Jon Daniel Bosse | Executive Officer | Los Angeles, CA |
| Mary Ann C Iudice | Executive Officer | LOS ANGELES, CA |
| Thomas Joseph Lavia | Executive Officer | Los Angeles, CA |
| Avi Mark Mizrachi | Executive Officer | Los Angeles, CA |
| N/A NWQ Partners, LLC | Promoter | Chicago, IL |
| John E Conlin | Executive Officer | George Town, Grand Cayman, E9 |
| N/A Nuveen Investments, Inc. | Promoter | Chicago, IL |
| Avi M Mizrachi | Executive Officer | Los Angeles, CA |
| Phyllis Gregory Thomas | Executive Officer | Los Angeles, CA |
| Thomas Joseph Ray | Executive Officer | Los Angeles, CA |
| Craig Odell Bailey | Executive Officer | Los Angeles, CA |
| Jon D Bosse | Executive Officer | Los Angeles, CA |
| n/a Nuveen NWQ Holdings, LLC | Promoter | Chicago, IL |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-03-19](https://search.stillhousedata.com/formd/0001393725-19-000056) | D | — | — |
| [2015-03-11](https://search.stillhousedata.com/formd/0000950172-15-000038) | D/A | — | — |
| [2013-11-13](https://search.stillhousedata.com/formd/0000950172-13-000111) | D/A | — | — |
| [2012-10-31](https://search.stillhousedata.com/formd/0000950172-12-000065) | D/A | — | — |
| [2011-11-15](https://search.stillhousedata.com/formd/0000950172-11-000035) | D | — | — |

## More

- [CIK 763848 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=763848&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001393725-20-000089.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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