# SANTA BARBARA ASSET MANAGEMENT, LLC — Form D/A

SANTA BARBARA ASSET MANAGEMENT, LLC of LOS ANGELES, CA, a company, filed a Form D amendment with the SEC on 2020-04-30. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2020-04-30
- Form: D/A
- Accession: 0001393725-20-000091
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 11
- Date of first sale: 2011-03-01
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-156993

## Issuer

- Name: SANTA BARBARA ASSET MANAGEMENT, LLC
- CIK: 0001109426
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 2029 CENTURY PARK EAST, LOS ANGELES, CA, 90067
- Phone: 805-965-4600

## Officers, directors & promoters (11)

| Name | Role | Location |
| --- | --- | --- |
| Mary Ann C Iudice | Executive Officer | LOS ANGELES, CA |
| David Allen Chalupnik | Executive Officer | Los Angeles, CA |
| N/A Nuveen Investments, Inc. | Promoter | Chicago, IL |
| Avi M Mizrachi | Executive Officer | Los Angeles, CA |
| David Sung Min Park | Executive Officer | Los Angeles, CA |
| James R Boothe | Executive Officer | Los Angeles, CA |
| John A Gomez | Executive Officer | Los Angeles, CA |
| Steven G Spencer | Executive Officer | Santa Barbara, CA |
| Mary G Keefe | Executive Officer | Santa Barbara, CA |
| Nancy G Crouse | Executive Officer | Santa Barbara, CA |
| Michael G Mayfield | Executive Officer | Santa Barbara, CA |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-04-30](https://search.stillhousedata.com/formd/0001393725-21-000105) | D/A | — | — |
| [2017-06-09](https://search.stillhousedata.com/formd/0000950172-17-000058) | D/A | — | — |
| [2016-06-09](https://search.stillhousedata.com/formd/0000950172-16-000209) | D/A | — | — |
| [2015-03-11](https://search.stillhousedata.com/formd/0000950172-15-000040) | D/A | — | — |
| [2014-03-11](https://search.stillhousedata.com/formd/0000950172-14-000035) | D/A | — | — |
| [2013-03-13](https://search.stillhousedata.com/formd/0000950172-13-000033) | D/A | — | — |
| [2012-03-16](https://search.stillhousedata.com/formd/0000950172-12-000015) | D/A | — | — |
| [2011-03-18](https://search.stillhousedata.com/formd/0001030815-11-000004) | D | — | — |

## More

- [CIK 1109426 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1109426&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001393725-20-000091.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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