# ASCEND PLAZA FUND, LTD. — Form D/A

ASCEND PLAZA FUND, LTD. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2017-06-23. $125.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2017-06-23
- Form: D/A
- Accession: 0001405086-17-000128
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Amount sold: $125.0M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2015-06-09
- Security types: equity, fund interests
- SEC file number: 021-242513

## Issuer

- Name: ASCEND PLAZA FUND, LTD.
- CIK: 0001646346
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2015
- Address: 20 GENESIS CLOSE, GRAND CAYMAN, E9, KY1-1108
- Phone: 345-946-7665

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| MALCOLM P FAIRBAIRN | Director | ORINDA, CA |
| ALLISON P NOLAN | Director | GRAND CAYMAN, E9 |
| David P Bree | Director | Grand Cayman, E9 |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-06-22](https://search.stillhousedata.com/formd/0001405086-18-000120) | D/A | — | $125.0M |
| [2016-06-24](https://search.stillhousedata.com/formd/0001405086-16-000531) | D/A | — | $125.0M |
| [2015-06-25](https://search.stillhousedata.com/formd/0001405086-15-000182) | D | — | $125.0M |

## More

- [CIK 1646346 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1646346&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001405086-17-000128.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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