# BASSWOOD FINANCIAL FUND, INC. — Form D/A

BASSWOOD FINANCIAL FUND, INC. of GEORGE TOWN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2018-05-03. $132.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-05-03
- Form: D/A
- Accession: 0001405086-18-000076
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $132.8M
- Minimum investment: $100K
- Investors: 13
- Date of first sale: 2013-05-01
- Security types: equity, fund interests
- SEC file number: 021-196024

## Issuer

- Name: BASSWOOD FINANCIAL FUND, INC.
- CIK: 0001576092
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: 3RD FL., HARBOUR CENTRE, P.O. BOX 61, GEORGE TOWN, E9, KY1-1102
- Phone: 345-949-4244

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| Karl A O'Reilly | Director | Grand Cayman, E9 |
| MATTHEW A LINDENBAUM | Director | NEW YORK, NY |
| MARC A SAMIT | Director | NEW YORK, NY |
| SARAH A KELLY | Director | GEORGE TOWN, E9 |
| BENNETT A LINDENBAUM | Director | NEW YORK, NY |
| Ian A Goodall | Director | Camana Bay, Grand Cayman, E9 |
| Christopher A Bowring | Director | George Town, Grand Cayman, E9 |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-04-30](https://search.stillhousedata.com/formd/0001405086-20-000130) | D/A | — | $165.5M |
| [2019-05-02](https://search.stillhousedata.com/formd/0001405086-19-000136) | D/A | — | $163.5M |
| [2017-05-04](https://search.stillhousedata.com/formd/0001405086-17-000087) | D/A | — | $116.4M |
| [2016-05-04](https://search.stillhousedata.com/formd/0001405086-16-000463) | D/A | — | $67.3M |
| [2015-05-05](https://search.stillhousedata.com/formd/0001405086-15-000130) | D/A | — | $63.0M |
| [2014-05-05](https://search.stillhousedata.com/formd/0001405086-14-000155) | D/A | — | $62.5M |
| [2013-05-06](https://search.stillhousedata.com/formd/0001405086-13-000159) | D | — | $13.0M |

## More

- [CIK 1576092 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1576092&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001405086-18-000076.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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