# Charlie's Holdings, Inc. — Form D

Charlie's Holdings, Inc. of Costa Mesa, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-07-01. The offering totals $2.7M, of which $900K was reported sold. Industry: Retailing.

## Offering

- Filed: 2013-07-01
- Form: D
- Accession: 0001415889-13-001289
- Industry: Retailing
- Exemptions: 06
- Total offering: $2.7M
- Amount sold: $900K
- Remaining: $1.8M
- Minimum investment: $25K
- Investors: 6
- Date of first sale: 2013-06-20
- Security types: debt
- Revenue range: $1,000,001 - $5,000,000
- SEC file number: 021-198880

## Issuer

- Name: Charlie's Holdings, Inc.
- CIK: 0001134765
- Entity type: Corporation
- Jurisdiction: NEVADA
- Address: 1007 Brioso Drive, Costa Mesa, CA, 92627
- Phone: 949-203-3500

## Officers, directors & promoters (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| David Allen | Executive Officer | Chicago, IL |
| Kevin Sherman | Director | GREENWOOD VILLAGE, CO |
| Kevin Sherman | Executive Officer | GREENWOOD VILLAGE, CO |
| Scot Cohen | Director | NEW YORK, NY |
| Keith Stump | Director | Costa Mesa, CA |
| Brandon Stump | Director | Costa Mesa, CA |
| Brandon Stump | Executive Officer | Costa Mesa, CA |
| Ryan Stump | Director | Costa Mesa, CA |
| Ryan Stump | Executive Officer | Costa Mesa, CA |
| Jeffrey Fox | Director | Mission Woods, KS |
| RAMONA CAPPELLO | Director | STUDIO CITY, CA |
| Robert Van Boerum | Executive Officer | Irvine, CA |
| Daniel Kerker | Executive Officer | Irvine, CA |
| Neil LeVecke | Director | Irvine, CA |
| James Greco | Director | Irvine, CA |
| Lance Leonard | Director | Irvine, CA |
| Lance Leonard | Executive Officer | Irvine, CA |
| Louis Imbrogno | Director | Irvine, CA |
| Carl Wistreich | Director | Irvine, CA |
| Timothy Lane | Director | Irvine, CA |
| TIMOTHY D TRANSTRUM | Executive Officer | MESA, AZ |
| Milton W Makris | Director | Denver, CO |
| Kevin W Sherman | Director | Denver, CO |
| Kevin W Sherman | Executive Officer | Denver, CO |
| Anthony W DiGiandomenico | Director | Denver, CO |

## Other filings by this issuer (9)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-04-01](https://search.stillhousedata.com/formd/0001415889-21-001722) | D | $3.0M | $3.0M |
| [2017-03-03](https://search.stillhousedata.com/formd/0001415889-17-000353) | D | $5.0M | $3.6M |
| [2015-03-13](https://search.stillhousedata.com/formd/0001415889-15-000903) | D | $4.3M | $1.8M |
| [2014-02-20](https://search.stillhousedata.com/formd/0001415889-14-000659) | D | $8.0M | $8.0M |
| [2013-12-04](https://search.stillhousedata.com/formd/0001415889-13-002511) | D | $8.0M | $5.2M |
| [2012-10-29](https://search.stillhousedata.com/formd/0001134765-12-000001) | D | $15.4M | $15.4M |
| [2011-07-13](https://search.stillhousedata.com/formd/0001415889-11-000614) | D | $1.0M | $500K |
| [2010-06-18](https://search.stillhousedata.com/formd/0001140361-10-026134) | D/A | $2.0M | $1.5M |
| [2010-03-18](https://search.stillhousedata.com/formd/0001140361-10-012689) | D | $2.0M | $1.0M |

## More

- [CIK 1134765 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1134765&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001415889-13-001289.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.