# BANC OF CALIFORNIA, INC. — Form D

BANC OF CALIFORNIA, INC. of SANTA ANA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-12-18. The offering totals $20.0M, of which $20.0M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2013-12-18
- Form: D
- Accession: 0001415889-13-002609
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $20.0M
- Amount sold: $20.0M
- Investors: 2
- Date of first sale: 2013-12-03
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-208245

## Issuer

- Name: BANC OF CALIFORNIA, INC.
- CIK: 0001169770
- Entity type: Corporation
- Jurisdiction: MARYLAND
- Address: 3 MACARTHUR PLACE, SANTA ANA, CA, 92707
- Phone: 855-361-2262

## Officers, directors & promoters (43)

_Showing 25 of 43 people._

| Name | Role | Location |
| --- | --- | --- |
| Chad T Brownstein | Director | Irvine, CA |
| Timothy R Chrisman | Director | Irvine, CA |
| Robb R Evans | Director | Irvine, CA |
| Eric L Holoman | Director | Irvine, CA |
| Jeffrey R Karish | Director | Irvine, CA |
| Jonah R Schnel | Director | Irvine, CA |
| Steven A Sugarman | Director | Irvine, CA |
| Hugh F Boyle | Executive Officer | Irvine, CA |
| John C Grosvenor | Executive Officer | Irvine, CA |
| Richard A Herrin | Executive Officer | Irvine, CA |
| Ronald J Nicolas, Jr. | Executive Officer | Irvine, CA |
| Steven A Sugarman | Executive Officer | Irvine, CA |
| Richard J Lashley | Director | Naples, FL |
| Shannon F Eusey | Director | Newport Beach, CA |
| Diana C Hanson | Executive Officer | Santa Ana, CA |
| Dotan M Ido | Executive Officer | Santa Ana, CA |
| Bonnie G Hill | Director | Santa Ana, CA |
| Jonah F Schnel | Director | Santa Ana, CA |
| Robert D Sznewajs | Director | Santa Ana, CA |
| Andrew D Thau | Director | Santa Ana, CA |
| Lynn M Hopkins | Executive Officer | Santa Ana, CA |
| Robert G Dyck | Executive Officer | Santa Ana, CA |
| Vania E Schlogel | Director | Santa Ana, CA |
| Denis P Kalscheur | Director | Santa Ana, CA |
| "James ""Conan""" A Barker | Director | Santa Ana, CA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-09-22](https://search.stillhousedata.com/formd/0001169770-22-000045) | D | $7.2M | $7.2M |
| [2010-11-10](https://search.stillhousedata.com/formd/0000927089-10-000264) | D | $60.0M | $60.0M |

## More

- [CIK 1169770 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1169770&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001415889-13-002609.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
