# VistaGen Therapeutics, Inc. — Form D

VistaGen Therapeutics, Inc. of South San Francisco, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-09-21. The offering totals $5.8M, of which $4.8M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2018-09-21
- Form: D
- Accession: 0001415889-18-001409
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $5.8M
- Amount sold: $4.8M
- Remaining: $971K
- Investors: 33
- Date of first sale: 2018-06-28
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-321921

## Issuer

- Name: VistaGen Therapeutics, Inc.
- CIK: 0001411685
- Entity type: Corporation
- Jurisdiction: NEVADA
- Address: 343 Allerton Avenue, South San Francisco, CA, 94080
- Phone: 650-577-3600

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Mark A Smith | Executive Officer | Old Bethpage, NY |
| Jon S Saxe | Director | Austin, TX |
| Jerrold D Dotson | Executive Officer | South San Francisco, CA |
| Joanne M Curley | Director | South San Francisco, CA |
| Shawn K Singh | Director | South San Francisco, CA |
| Shawn K Singh | Executive Officer | South San Francisco, CA |
| Jerry B Gin | Director | South San Francisco, CA |
| Ann M Cunningham | Director | South San Francisco, CA |
| Reid G Adler | Executive Officer | South San Francisco, CA |
| Margaret M FitzPatrick | Director | South San Francisco, CA |
| Mary L Rotunno | Director | South San Francisco, CA |
| Gregory A Bonfiglio | Director | San Francisco, CA |
| Mark A McPartland | Executive Officer | South San Francisco, CA |
| Ann K Cunningham | Director | South San Francisco, CA |
| H. Ralph Snodgrass | Director | South San Francisco, CA |
| H. Ralph Snodgrass | Executive Officer | South San Francisco, CA |
| Underdown J Brian | Director | South San Francisco, CA |
| A. Franklin Rice | Executive Officer | South San Francisco, CA |
| Brian J Underdown | Director | Toronto, A6 |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-02-21](https://search.stillhousedata.com/formd/0001437749-23-003840) | D | $2.8M | — |
| [2020-01-31](https://search.stillhousedata.com/formd/0001415889-20-000199) | D | $2.8M | $2.8M |
| [2019-12-12](https://search.stillhousedata.com/formd/0001415889-19-001479) | D | $650K | $650K |
| [2017-08-22](https://search.stillhousedata.com/formd/0001415889-17-001421) | D | $1.0M | $1.0M |
| [2015-08-06](https://search.stillhousedata.com/formd/0001415889-15-002583) | D | $10.0M | $1.9M |
| [2014-06-30](https://search.stillhousedata.com/formd/0001415889-14-002016) | D | $3.0M | $1.6M |
| [2012-03-07](https://search.stillhousedata.com/formd/0001415889-12-000325) | D | $3.0M | $500K |

## More

- [CIK 1411685 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1411685&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001415889-18-001409.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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