# Compliance11, Inc. — Form D

Compliance11, Inc. of Chicago, IL, a company, filed a Form D exempt-offering notice with the SEC on 2011-03-25. The offering totals $500K, of which $500K was reported sold. Industry: Other Technology.

## Offering

- Filed: 2011-03-25
- Form: D
- Accession: 0001417736-11-000003
- Industry: Other Technology
- Exemptions: 06
- Total offering: $500K
- Amount sold: $500K
- Minimum investment: $75K
- Investors: 6
- Date of first sale: 2011-02-08
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-157368

## Issuer

- Name: Compliance11, Inc.
- CIK: 0001417736
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2006
- Address: 125 SOUTH WACKER DRIVE, Chicago, IL, 60606
- Phone: (312) 676-2042

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| William E Wolf | Director | CHICAGO, IL |
| Richard P Kiphart | Promoter | Chicago, IL |
| TAD MITCHELL | Director | CHICAGO, IL |
| TAD MITCHELL | Executive Officer | CHICAGO, IL |
| Jay E Raines | Executive Officer | Chicago, IL |
| Chris E Capps | Director | Chicago, IL |
| Susan L Rosenbaum | Executive Officer | Chicago, IL |
| Karen E Zenisek | Executive Officer | Chicago, IL |
| Bruce E Beerbower | Director | Chicago, IL |
| Jim E Gagnard | Director | Chicago, IL |
| Tracey E Straub | Executive Officer | Chicago, IL |
| Tad S Mitchell | Executive Officer | Chicago, IL |
| Talon Capital Partners, L.P. E Talon Capital Partners, L.P. | Promoter | Chicago, IL |
| Chris P Capps | Director | Chicago, IL |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2011-04-07](https://search.stillhousedata.com/formd/0001417736-11-000004) | D | $850K | $850K |
| [2010-01-04](https://search.stillhousedata.com/formd/0001417736-10-000002) | D | $6.7M | $6.2M |

## More

- [CIK 1417736 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1417736&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001417736-11-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.