# Windy City Investments Holdings, LLC — Form D

Windy City Investments Holdings, LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2011-02-09. The offering totals $81.7M, of which $81.7M was reported sold. Industry: Investing.

## Offering

- Filed: 2011-02-09
- Form: D
- Accession: 0001426494-11-000002
- Industry: Investing
- Exemptions: 06
- Total offering: $81.7M
- Amount sold: $81.7M
- Investors: 14
- Date of first sale: 2011-01-25
- Security types: equity
- Revenue range: Over $100,000,000
- SEC file number: 021-155115

## Issuer

- Name: Windy City Investments Holdings, LLC
- CIK: 0001426494
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2007
- Address: 333 W. Wacker, CHICAGO, IL, 60606
- Phone: 312-917-7700

## Officers, directors & promoters (24)

| Name | Role | Location |
| --- | --- | --- |
| John P Amboian | Director | Chicago, IL |
| VAHE A DOMBALAGIAN | Director | CHICAGO, IL |
| Frederick Wesley Eubank II | Director | Charlotte, NC |
| Timothy M Hurd | Director | Chicago, IL |
| Edward M Magnus | Director | Chicago, IL |
| Lee R Mitau | Director | Minneapolis, MN |
| Angel L Morales | Director | New York, NY |
| Eugene S Sunshine | Director | Evanston, IL |
| Nathan C Thorne | Director | Chicago, IL |
| MARK B TRESNOWSKI | Director | CHICAGO, IL |
| Peter S Voss | Director | Chicago, IL |
| William P Adams IV | Executive Officer | Chicago, IL |
| John P Amboian | Executive Officer | Chicago, IL |
| Margo L Cook | Executive Officer | Chicago, IL |
| Scott S Grace | Executive Officer | Chicago, IL |
| Sherri A Hlavacek | Executive Officer | Chicago, IL |
| Carl L Katerndahl | Executive Officer | Chicago, IL |
| Mary E Keefe | Executive Officer | Chicago, IL |
| Robert D Luse | Executive Officer | Chicago, IL |
| John L MacCarthy | Executive Officer | New York, NY |
| Larry W Martin | Executive Officer | Chicago, IL |
| Glenn R Richter | Executive Officer | New York, NY |
| Thomas R Schreier | Executive Officer | Chicago, IL |
| Gifford R Zimmerman | Executive Officer | Chicago, IL |

## More

- [CIK 1426494 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1426494&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001426494-11-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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