# OBALON THERAPEUTICS INC — Form D

OBALON THERAPEUTICS INC of Carlsbad, CA, a company, filed a Form D exempt-offering notice with the SEC on 2012-05-17. The offering totals $16.5M, of which $16.5M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2012-05-17
- Form: D
- Accession: 0001427570-12-000004
- Industry: Biotechnology
- Exemptions: 06
- Total offering: $16.5M
- Amount sold: $16.5M
- Remaining: $2K
- Investors: 3
- Date of first sale: 2012-05-04
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-178468

## Issuer

- Name: OBALON THERAPEUTICS INC
- CIK: 0001427570
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 5421 Avenida Encinas, Suite F, Carlsbad, CA, 92008
- Phone: (760) 795-6558

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Kim Puloma Kamdar | Executive Officer | San Diego, CA |
| Les J Howe | Director | Carlsbad, CA |
| Mark J Brister | Executive Officer | Carlsbad, CA |
| Kelly J Huang, Ph.D. | Executive Officer | Carlsbad, CA |
| Douglas J Fisher | Director | Carlsbad, CA |
| David J Moatazedi | Director | Carlsbad, CA |
| Raymond J Dittamore | Director | Carlsbad, CA |
| Sharon J Stevenson, DVM Ph.D. | Director | Carlsbad, CA |
| Kim J Kamdar, Ph.D. | Director | Carlsbad, CA |
| William J Plovanic | Executive Officer | Carlsbad, CA |
| Andrew Rasdal | Director | Carlsbad, CA |
| Andrew Rasdal | Executive Officer | Carlsbad, CA |
| Doug Puloma Fisher | Director | CARLSBAD, CA |
| Kim Puloma Kamdar | Director | San Diego, CA |
| Sharon Puloma Stevenson | Director | CARLSBAD, CA |
| Douglas C. Puloma Sampson | Director | San Diego, CA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-08-29](https://search.stillhousedata.com/formd/0001567619-18-001858) | D | $10.0M | $10.0M |
| [2014-10-02](https://search.stillhousedata.com/formd/0001427570-14-000001) | D | $30.0M | $15.9M |
| [2012-12-19](https://search.stillhousedata.com/formd/0001427570-12-000005) | D | $5.0M | $5.0M |
| [2012-03-26](https://search.stillhousedata.com/formd/0001427570-12-000003) | D | $1.5M | $1.5M |

## More

- [CIK 1427570 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1427570&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001427570-12-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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