# ENERGY FOCUS, INC/DE — Form D

ENERGY FOCUS, INC/DE of SOLON, OH, a company, filed a Form D exempt-offering notice with the SEC on 2010-04-14. The offering totals $1.2M, of which $1.1M was reported sold. Industry: Energy Conservation.

## Offering

- Filed: 2010-04-14
- Form: D
- Accession: 0001427595-10-000006
- Industry: Energy Conservation
- Exemptions: 06
- Total offering: $1.2M
- Amount sold: $1.1M
- Remaining: $2K
- Investors: 7
- Date of first sale: 2010-03-30
- Security types: equity, debt
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-140600

## Issuer

- Name: ENERGY FOCUS, INC/DE
- CIK: 0000924168
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 32000 AURORA ROAD SUITE B, SOLON, OH, 44139
- Phone: 4407151300

## Officers, directors & promoters (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| David James Anthony | Director | Solon, OH |
| John M Davenport | Director | Solon, OH |
| J James Finnerty | Director | Solon, OH |
| Michael A Kasper | Director | Solon, OH |
| Joseph G Kaveski | Director | Solon, OH |
| David N Ruckert | Director | Solon, OH |
| R Lewis Schneeberger | Director | Solon, OH |
| Paul A von Paumgartten | Director | Solon, OH |
| Philip E Wolfson | Director | Solon, OH |
| Nicholas G Berchtold | Executive Officer | Solon, OH |
| John M Davenport | Executive Officer | Solon, OH |
| Eric W Hilliard | Executive Officer | Solon, OH |
| Joseph G Kaveski | Executive Officer | Solon, OH |
| Tod Nestor | Executive Officer | Wall Township, NJ |
| Geraldine McManus | Director | Far Hills, NJ |
| Geraldine McManus | Related Person | Far Hills, NJ |
| James Tu | Director | Englewood Cliffs, NJ |
| James Tu | Executive Officer | Englewood Cliffs, NJ |
| James Tu | Related Person | Englewood Cliffs, NJ |
| James Warren | Executive Officer | Minneapolis, MN |
| Robert Farkas | Director | San Carlos, CA |
| Robert Farkas | Related Person | San Carlos, CA |
| Stephen Socolof | Director | Solon, OH |
| Stephen Socolof | Executive Officer | Solon, OH |
| Brian Lagarto | Director | Solon, OH |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-06-17](https://search.stillhousedata.com/formd/0000924168-22-000053) | D | $3.5M | $3.5M |
| [2021-12-28](https://search.stillhousedata.com/formd/0000924168-21-000064) | D | $4.5M | $4.5M |
| [2020-01-28](https://search.stillhousedata.com/formd/0000950166-20-000001) | D | $2.8M | $430K |
| [2019-04-04](https://search.stillhousedata.com/formd/0000924168-19-000021) | D | $1.7M | $1.7M |
| [2010-01-15](https://search.stillhousedata.com/formd/0001427595-10-000004) | D | $1.9M | $1.5M |

## More

- [CIK 924168 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=924168&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001427595-10-000006.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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