# AB&T Financial CORP — Form D

AB&T Financial CORP of GASTONIA, NC, a company, filed a Form D exempt-offering notice with the SEC on 2015-04-14. The offering totals $9.1M, of which $3.7M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2015-04-14
- Form: D
- Accession: 0001435161-15-000005
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $9.1M
- Amount sold: $3.7M
- Remaining: $5.5M
- Minimum investment: $20K
- Investors: 75
- Date of first sale: 2014-03-31
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-237984

## Issuer

- Name: AB&T Financial CORP
- CIK: 0001435161
- Entity type: Corporation
- Jurisdiction: NORTH CAROLINA
- Address: 292 WEST MAIN AVENUE, GASTONIA, NC, 28052
- Phone: 704-867-5828

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Kenneth C Appling | Director | Gastonia, NC |
| Gerald F McSwain | Director | Gastonia, NC |
| David W White | Director | New York, NY |
| Don J Harrison | Executive Officer | Gastonia, NC |
| Rick L Houser | Executive Officer | Gastonia, NC |
| Roger A Mobley | Executive Officer | Gastonia, NC |

## More

- [CIK 1435161 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1435161&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001435161-15-000005.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.