# NovaBay Pharmaceuticals, Inc. — Form D

NovaBay Pharmaceuticals, Inc. of EMERYVILLE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-05-20. The offering totals $11.8M, of which $7.8M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2016-05-20
- Form: D
- Accession: 0001437749-16-032590
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $11.8M
- Amount sold: $7.8M
- Remaining: $4.0M
- Investors: 9
- Date of first sale: 2016-05-09
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-263628

## Issuer

- Name: NovaBay Pharmaceuticals, Inc.
- CIK: 0001389545
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 2000 POWELL STREET, SUITE 1150, EMERYVILLE, CA, 94608
- Phone: (510) 899-8800

## Officers, directors & promoters (58)

_Showing 25 of 58 people._

| Name | Role | Location |
| --- | --- | --- |
| Xiaoyan (Henry) Alex Liu | Director | Emeryville, CA |
| T. Alex McPherson | Director | Emeryville, CA |
| Todd Alex Zavodnick | Director | Emeryville, CA |
| Thomas J Paulson | Executive Officer | Emeryville, CA |
| Gail Maderis | Director | Redwood City, CA |
| MIJIA (BOB) WU | Director | EMERYVILLE, CA |
| SWAN SIT | Director | EMERYVILLE, CA |
| PAUL FREIMAN | Director | EMERYVILLE, CA |
| JULIE GARLIKOV | Director | EMERYVILLE, CA |
| JUSTIN HALL | Director | EMERYVILLE, CA |
| JUSTIN HALL | Executive Officer | EMERYVILLE, CA |
| TOMMY LAW | Executive Officer | EMERYVILLE, CA |
| YENYOU (JEFF) ZHENG | Director | EMERYVILLE, CA |
| YONGXIANG (SEAN) ZHENG | Director | EMERYVILLE, CA |
| Andrew Jones | Executive Officer | Riverside, MO |
| JEFFREY KUNIN | Executive Officer | KANSAS CITY, MO |
| AUDREY KUNIN | Director | KANSAS CITY, MO |
| AUDREY KUNIN | Executive Officer | KANSAS CITY, MO |
| Mark Sieczkarek | Director | El Segundo, CA |
| Gail E Maderis | Director | Berkeley, CA |
| YENYOU (JEFF) E ZHENG | Director | EMERYVILLE, CA |
| PAUL E FREIMAN | Director | EMERYVILLE, CA |
| AUDREY M KUNIN | Executive Officer | KANSAS CITY, MO |
| SWAN E SIT | Director | EMERYVILLE, CA |
| XINZHOU (PAUL) E LI | Director | EMERYVILLE, CA |

## Other filings by this issuer (18)

_Showing 15 of 18 filings._

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-01-27](https://search.stillhousedata.com/formd/0001389545-26-000001) | D | $134.0M | $134.0M |
| [2024-06-28](https://search.stillhousedata.com/formd/0002028644-24-000001) | D | $226K | $226K |
| [2024-04-05](https://search.stillhousedata.com/formd/0002016056-24-000003) | D | $665K | $665K |
| [2024-01-04](https://search.stillhousedata.com/formd/0001977207-24-000001) | D | $555K | $555K |
| [2023-05-18](https://search.stillhousedata.com/formd/0001437749-23-015159) | D | $3.0M | $3.0M |
| [2022-09-23](https://search.stillhousedata.com/formd/0001947812-22-000002) | D | $3.3M | $3.3M |
| [2022-09-23](https://search.stillhousedata.com/formd/0001947812-22-000001) | D | $2.1M | $2.1M |
| [2021-11-17](https://search.stillhousedata.com/formd/0001553504-21-000005) | D | $15.0M | $15.0M |
| [2020-07-31](https://search.stillhousedata.com/formd/0001819710-20-000002) | D | $6.8M | — |
| [2020-05-22](https://search.stillhousedata.com/formd/0001553610-20-000004) | D | $1.7M | $1K |
| [2020-05-01](https://search.stillhousedata.com/formd/0001553610-20-000003) | D | — | — |
| [2019-08-26](https://search.stillhousedata.com/formd/0001783954-19-000002) | D | $4.2M | $4.2M |
| [2019-08-26](https://search.stillhousedata.com/formd/0001783954-19-000001) | D | $2.7M | $2.7M |
| [2019-07-03](https://search.stillhousedata.com/formd/0001781109-19-000001) | D | $2.4M | $2.4M |
| [2018-02-14](https://search.stillhousedata.com/formd/0001723123-18-000001) | D | $6.0M | $6.0M |

## More

- [CIK 1389545 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1389545&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001437749-16-032590.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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