# NES Financial Corp — Form D

NES Financial Corp of San Jose, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-05-11. The offering totals $5.0M, of which $1.1M was reported sold. Industry: Other.

## Offering

- Filed: 2010-05-11
- Form: D
- Accession: 0001449106-10-000002
- Industry: Other
- Exemptions: 06
- Total offering: $5.0M
- Amount sold: $1.1M
- Remaining: $3.9M
- Minimum investment: $50K
- Investors: 9
- Date of first sale: 2010-03-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-141809

## Issuer

- Name: NES Financial Corp
- CIK: 0001449106
- Entity type: Corporation
- Jurisdiction: CALIFORNIA
- Address: 50 West San Fernando Street, San Jose, CA, 95113
- Phone: 8003391031

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Rick Garibaldi | Director | San Jose, CA |
| Michael Halloran | Director | San Jose, CA |
| Michael Halloran | Executive Officer | San Jose, CA |
| Tom Steipp | Director | San Jose, CA |
| Tom Steipp | Executive Officer | San Jose, CA |
| Mike West | Director | San Jose, CA |
| Dan Yoder | Director | San Jose, CA |
| Dan Yoder | Executive Officer | San Jose, CA |
| Barry Fernald | Director | San Jose, CA |
| Michael P Halloran | Director | San Jose, CA |
| Michael P Halloran | Executive Officer | San Jose, CA |
| Barry CL Fernald | Director | San Jose, CA |
| Dan P Yoder | Director | San Jose, CA |
| Dan P Yoder | Executive Officer | San Jose, CA |
| Tom CL Steipp | Director | San Jose, CA |
| Rick CL Garibaldi | Director | San Jose, CA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-05-12](https://search.stillhousedata.com/formd/0001449106-17-000002) | D | $2.7M | $2.7M |
| [2012-02-29](https://search.stillhousedata.com/formd/0001449106-12-000001) | D | $3.0M | $1.0M |

## More

- [CIK 1449106 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1449106&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001449106-10-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.