# O'CONNOR MARKET OPPORTUNITIES SPC — Form D

O'CONNOR MARKET OPPORTUNITIES SPC of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-08-09. $9.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-08-09
- Form: D
- Accession: 0001458408-12-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $9.6M
- Minimum investment: $100K
- Investors: 21
- Security types: fund interests

## Issuer

- Name: O'CONNOR MARKET OPPORTUNITIES SPC
- CIK: 0001458408
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2008
- Address: Citi Hedge Fund Services (Cayman) Ltd, Grand Cayman, E9, KY1-1003
- Phone: 345-949-5884

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Richard E. Douglas | Director | Grand Cayman, E9 |
| Philip Dickie | Director | Grand Cayman, E9 |
| William EJ Walmsley | Director | Grand Cayman, E9 |
| KEVIN WILLIAMS | Director | Irvine, CA |
| n/a UBS O'Connor LLC | Executive Officer | Chicago, IL |
| n/a UBS O'Connor LLC | Promoter | Chicago, IL |
| Joseph C Workman | Executive Officer | Chicago, IL |
| Michael A Benevento | Executive Officer | New York, NY |
| William E.J. Walmsley | Director | Grand Cayman, E9 |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-10-24](https://search.stillhousedata.com/formd/0001458408-14-000002) | D/A | — | $26.7M |
| [2014-09-19](https://search.stillhousedata.com/formd/0001458408-14-000001) | D/A | — | $26.7M |
| [2013-09-19](https://search.stillhousedata.com/formd/0001458408-13-000001) | D/A | — | $26.7M |
| [2012-09-10](https://search.stillhousedata.com/formd/0001458408-12-000006) | D/A | — | $9.6M |
| [2012-08-31](https://search.stillhousedata.com/formd/0001458408-12-000005) | D/A | — | $9.6M |

## More

- [CIK 1458408 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1458408&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001458408-12-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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