# StocksPLUS, L.P. — Form D/A

StocksPLUS, L.P. of NEWPORT BEACH, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2020-05-01. $5.1B was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-05-01
- Form: D/A
- Accession: 0001459534-20-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $5.1B
- Minimum investment: $100K
- Investors: 240
- Date of first sale: 1987-09-29
- Security types: fund interests
- SEC file number: 021-130054

## Issuer

- Name: StocksPLUS, L.P.
- CIK: 0001459534
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Address: 650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
- Phone: 949.720.6000

## Officers, directors & promoters (150)

_Showing 25 of 150 people._

| Name | Role | Location |
| --- | --- | --- |
| JOSHUA M ANDERSON | Executive Officer | NEWPORT BEACH, CA |
| JAMIL M BAZ | Executive Officer | NEWPORT BEACH, CA |
| DAVID L BRAUN | Executive Officer | NEWPORT BEACH, CA |
| ERIN L BROWNE | Executive Officer | NEWPORT BEACH, CA |
| RICKI DAVIS CHAN | Executive Officer | NEWPORT BEACH, CA |
| MICHAEL ANTHONY CUDZIL | Executive Officer | NEWPORT BEACH, CA |
| JOSHUA M DAVIS | Executive Officer | NEWPORT BEACH, CA |
| PRAMOL M DHAWAN | Executive Officer | NEWPORT BEACH, CA |
| CHRIS P DIALYNAS | Executive Officer | NEWPORT BEACH, CA |
| JENNIFER E DURHAM | Executive Officer | NEWPORT BEACH, CA |
| MOHSEN E FAHMI | Executive Officer | NEWPORT BEACH, CA |
| PATRICK E FEIGLEY | Executive Officer | NEWPORT BEACH, CA |
| JOACHIM E FELS | Executive Officer | NEWPORT BEACH, CA |
| DAVID N FISHER III | Executive Officer | NEWPORT BEACH, CA |
| DAVID C FLATTUM | Executive Officer | NEWPORT BEACH, CA |
| RUSSELL D GANNAWAY | Executive Officer | NEWPORT BEACH, CA |
| NICOLAS D GRANGER | Executive Officer | NEWPORT BEACH, CA |
| ADAM L GUBNER | Executive Officer | NEWPORT BEACH, CA |
| SACHIN L GUPTA | Executive Officer | NEWPORT BEACH, CA |
| Brent Richard Harris | Executive Officer | NEWPORT BEACH, CA |
| JONATHAN LANE HORNE | Executive Officer | NEWPORT BEACH, CA |
| DANIEL HERBERT HYMAN | Executive Officer | NEWPORT BEACH, CA |
| DANIEL J IVASCYN | Executive Officer | NEWPORT BEACH, CA |
| ANDREW RICHARD JESSOP | Executive Officer | NEWPORT BEACH, CA |
| NICHOLAS J JOHNSON | Executive Officer | NEWPORT BEACH, CA |

## Other filings by this issuer (14)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-06-01](https://search.stillhousedata.com/formd/0001459534-26-000001) | D/A | — | $5.5B |
| [2024-12-04](https://search.stillhousedata.com/formd/0001459534-24-000001) | D/A | — | $5.5B |
| [2023-09-19](https://search.stillhousedata.com/formd/0001459534-23-000001) | D/A | — | $5.4B |
| [2022-12-02](https://search.stillhousedata.com/formd/0001459534-22-000002) | D/A | — | $5.3B |
| [2021-07-29](https://search.stillhousedata.com/formd/0001459534-21-000001) | D/A | — | $5.2B |
| [2014-12-04](https://search.stillhousedata.com/formd/0000943663-14-000169) | D/A | — | $4.7B |
| [2014-11-13](https://search.stillhousedata.com/formd/0001624615-14-000017) | D/A | — | $4.8B |
| [2014-04-02](https://search.stillhousedata.com/formd/0001603977-14-000031) | D/A | — | $4.7B |
| [2013-03-28](https://search.stillhousedata.com/formd/0001572755-13-000029) | D/A | — | $4.7B |
| [2012-03-27](https://search.stillhousedata.com/formd/0001543035-12-000036) | D/A | — | $4.6B |
| [2011-03-31](https://search.stillhousedata.com/formd/0001145674-11-000001) | D/A | — | $4.6B |
| [2010-04-01](https://search.stillhousedata.com/formd/0001459534-10-000001) | D/A | — | $4.5B |
| [2009-04-09](https://search.stillhousedata.com/formd/0001459534-09-000004) | D/A | — | $4.4B |
| [2009-04-08](https://search.stillhousedata.com/formd/0001459534-09-000002) | D | $50.0M | $35.0M |

## More

- [CIK 1459534 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1459534&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001459534-20-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.