# Live Oak Bancshares, Inc. — Form D

Live Oak Bancshares, Inc. of Wilmington, NC, a company, filed a Form D exempt-offering notice with the SEC on 2009-04-17. The offering totals $4.2M, of which $4.2M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2009-04-17
- Form: D
- Accession: 0001462120-09-000001
- Industry: Commercial Banking
- Exemptions: 05, 06, 46
- Total offering: $4.2M
- Amount sold: $4.2M
- Minimum investment: $200K
- Investors: 7
- Date of first sale: 2009-03-31
- Security types: debt
- Revenue range: No Revenues
- SEC file number: 021-130335

## Issuer

- Name: Live Oak Bancshares, Inc.
- CIK: 0001462120
- Entity type: Corporation
- Jurisdiction: NORTH CAROLINA
- Incorporated: 2009
- Address: 1741 Tiburon Drive, Wilmington, NC, 28403
- Phone: 910-790-5867

## Officers, directors & promoters (20)

| Name | Role | Location |
| --- | --- | --- |
| Mary P Craig | Director | Stamford, CT |
| Glen F Hoffsis | Director | Gainesville, FL |
| Howard Kelly Landis, III | Director | Raleigh, NC |
| David G Lucht | Director | Wilmington, NC |
| James S Mahan, III | Director | Wilmington, NC |
| Ronald Tetenbaum | Director | Marietta, GA |
| Neil L Underwood | Director | Atlanta, GA |
| Lawrence S Brobst | Executive Officer | Wilmington, NC |
| Camilla Leigh Downing | Executive Officer | Wilmington, NC |
| David G Lucht | Executive Officer | Wilmington, NC |
| James S Mahan, III | Executive Officer | Wilmington, NC |
| James S Mahan III | Director | Malvern, PA |
| James S Mahan III | Executive Officer | Malvern, PA |
| S. Brett Caines | Executive Officer | Wilmington, NC |
| Jerald L Pullins | Director | Wilmington, NC |
| Howard K Landis III | Director | Wilmington, NC |
| William L Williams III | Director | Wilmington, NC |
| William H Cameron | Director | Wilmington, NC |
| Miltom E Petty | Director | Wilmington, NC |
| Neil L Underwood | Executive Officer | Atlanta, GA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-08-13](https://search.stillhousedata.com/formd/0001209191-14-052132) | D | $75.0M | $75.0M |

## More

- [CIK 1462120 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1462120&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001462120-09-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
