# Stem, Inc. — Form D

Stem, Inc. of MILLBRAE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2015-04-14. The offering totals $34.0M, of which $15.6M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2015-04-14
- Form: D
- Accession: 0001462370-15-000002
- Industry: Other Technology
- Exemptions: 06b
- Total offering: $34.0M
- Amount sold: $15.6M
- Remaining: $18.4M
- Investors: 3
- Date of first sale: 2015-03-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-237927

## Issuer

- Name: Stem, Inc.
- CIK: 0001462370
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 100 ROLLINS ROAD, MILLBRAE, CA, 94030
- Phone: (415) 937-7846

## Officers, directors & promoters (18)

| Name | Role | Location |
| --- | --- | --- |
| Shinichi Imanishi | Director | Millbrae, CA |
| Michael Smith | Director | Austin, TX |
| John Carrington | Director | Richmond, VA |
| John Carrington | Executive Officer | Richmond, VA |
| Olivia Steedman | Director | Toronto, A6 |
| ANUP JACOB | Director | SAN FRANCISCO, CA |
| Brian Thompson | Director | Summit, NJ |
| Brian Thompson | Executive Officer | Summit, NJ |
| William Bush | Executive Officer | Poolsville, MD |
| Paul Leggett | Director | San Diego, CA |
| David Buzby | Director | Watertown, MA |
| Catherine Wainwright | Director | Millbrae, CA |
| Zeb Rice | Director | Millbrae, CA |
| Go Mizoguchi | Director | Millbrae, CA |
| Stacey Reineccius | Director | San Francisco, CA |
| Stacey Reineccius | Executive Officer | San Francisco, CA |
| Tad Glauthier | Executive Officer | San Francisco, CA |
| Jonathan Gaskin | Director | San Francisco, CA |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-01-30](https://search.stillhousedata.com/formd/0001462370-18-000001) | D | $133.7M | $81.7M |
| [2011-09-07](https://search.stillhousedata.com/formd/0001462370-11-000003) | D | $14.3M | $10.3M |
| [2011-04-20](https://search.stillhousedata.com/formd/0001462370-11-000001) | D/A | $4.0M | $2.9M |
| [2010-12-14](https://search.stillhousedata.com/formd/0001462370-10-000004) | D/A | $3.0M | $2.5M |
| [2010-08-13](https://search.stillhousedata.com/formd/0001462370-10-000003) | D/A | $2.4M | $2.2M |
| [2010-05-04](https://search.stillhousedata.com/formd/0001462370-10-000002) | D/A | $2.0M | $1.6M |
| [2009-04-23](https://search.stillhousedata.com/formd/0001462370-09-000001) | D | $1.5M | $200K |

## More

- [CIK 1462370 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1462370&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001462370-15-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.