# Asterias Biotherapeutics, Inc. — Form D

Asterias Biotherapeutics, Inc. of MENLO PARK, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-06-20. The offering totals $11.7M. Industry: Biotechnology.

## Offering

- Filed: 2014-06-20
- Form: D
- Accession: 0001462573-14-000003
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $11.7M
- Remaining: $11.7M
- Minimum investment: $1.0M
- Investors: 2
- Date of first sale: 2014-06-16
- Revenue range: $1 - $1,000,000
- SEC file number: 021-219572

## Issuer

- Name: Asterias Biotherapeutics, Inc.
- CIK: 0001572552
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025
- Phone: 650-433-2900

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| RICHARD T LeBUHN | Director | NEW YORK, NY |
| JUDITH W SEGALL | Director | MENLO PARK, CA |
| PEDRO LICHTINGER | Director | PARAMUS, NJ |
| PEDRO LICHTINGER | Executive Officer | PARAMUS, NJ |
| Alfred D Kingsley | Director | Irvine, CA |
| Andrew T Arno | Director | Menlo Park, CA |
| Jane S Lebkowski | Executive Officer | Menlo Park, CA |
| Michael D West | Director | Menlo Park, CA |
| Michael D West | Executive Officer | Menlo Park, CA |
| Katharine S Spink | Executive Officer | Menlo Park, CA |
| Judith T Segall | Director | Menlo Park, CA |
| Judith T Segall | Executive Officer | Menlo Park, CA |
| Robert W Peabody | Director | Menlo Park, CA |
| Robert W Peabody | Executive Officer | Menlo Park, CA |
| Natale T Ricciardi | Director | Menlo Park, CA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-02-23](https://search.stillhousedata.com/formd/0001140361-15-008385) | D | $4.0M | $4.0M |
| [2014-06-19](https://search.stillhousedata.com/formd/0001462573-14-000002) | D | $3.3M | $936K |

## More

- [CIK 1572552 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1572552&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001462573-14-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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