# Rochdale GML Trade Finance Income Fund Ltd — Form D/A

Rochdale GML Trade Finance Income Fund Ltd of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2011-06-16. $18.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-06-16
- Form: D/A
- Accession: 0001462875-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $18.4M
- Investors: 35
- Date of first sale: 2009-03-01
- Security types: fund interests
- SEC file number: 021-130795

## Issuer

- Name: Rochdale GML Trade Finance Income Fund Ltd
- CIK: 0001462875
- Entity type: Other
- Jurisdiction: E9
- Incorporated: 2009
- Address: MAPLES CORPORATE SERVICES LIMITED, GRAND CAYMAN, E9, KY1-1104
- Phone: 345-949-8066

## Officers, directors & promoters (20)

| Name | Role | Location |
| --- | --- | --- |
| Peter Timothy Hart | Director | London, X0 |
| Jay C Nadel | Director | New York, NY |
| Jon C Hunt | Director | New York, NY |
| Kurt R Hawkesworth | Executive Officer | New York, NY |
| William R O'Donnell | Executive Officer | New York, NY |
| Daniel A Hanwacker | Director | Road Town, Tortola, D8 |
| Francesco M Gozzillo | Executive Officer | New York, NY |
| n/a GML Capital LLP | Promoter | London, X0 |
| n/a City National Rochdale, LLC | Promoter | New York, NY |
| Suresh Advani | Director | London, X0 |
| Suresh Advani | Executive Officer | London, X0 |
| n/a Rochdale Investment Management LLC | Promoter | New York, NY |
| Robert E Svensk | Director | Southport, CT |
| Patrick B Bayliss | Executive Officer | London, X0 |
| Dalia B Kay | Executive Officer | London, X0 |
| Garrett R D'Alessandro | Director | New York, NY |
| Garrett R D'Alessandro | Executive Officer | New York, NY |
| Neal B Rubin | Director | New York, NY |
| Patrick Bayliss | Executive Officer | London, X0 |
| Dalia Kay | Executive Officer | London, X0 |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-07-15](https://search.stillhousedata.com/formd/0001462875-14-000001) | D/A | — | $19.3M |
| [2013-07-11](https://search.stillhousedata.com/formd/0001462875-13-000001) | D/A | — | $18.8M |
| [2012-06-15](https://search.stillhousedata.com/formd/0001462875-12-000001) | D/A | — | $18.4M |
| [2010-06-07](https://search.stillhousedata.com/formd/0001443886-10-000002) | D/A | — | $14.0M |
| [2009-05-08](https://search.stillhousedata.com/formd/0001462875-09-000001) | D | — | $3.5M |

## More

- [CIK 1462875 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1462875&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001462875-11-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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