# SAPHEON, INC. — Form D

SAPHEON, INC. of SANTA ROSA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-05-13. The offering totals $3.6M, of which $481K was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2010-05-13
- Form: D
- Accession: 0001463358-10-000001
- Industry: Other Health Care
- Exemptions: 06
- Total offering: $3.6M
- Amount sold: $481K
- Remaining: $3.2M
- Minimum investment: $10K
- Investors: 4
- Date of first sale: 2010-05-06
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-141975

## Issuer

- Name: SAPHEON, INC.
- CIK: 0001463358
- Entity type: Corporation
- Jurisdiction: CALIFORNIA
- Incorporated: 2007
- Address: 3579 WESTWIND BLVD., SANTA ROSA, CA, 95403
- Phone: 707-703-4371

## Officers, directors & promoters (18)

| Name | Role | Location |
| --- | --- | --- |
| Aaron Berez | Director | Halifax, A5 |
| Aaron Berez | Executive Officer | Halifax, A5 |
| ROD RAABE | Director | Santa Rosa, CA |
| ROD RAABE | Executive Officer | Santa Rosa, CA |
| Rodney Raabe | Director | Morrisville, NC |
| Rodney Raabe | Executive Officer | Morrisville, NC |
| R. Donald Crawford | Director | Morrisville, NC |
| R. Donald Crawford | Executive Officer | Morrisville, NC |
| Donald Crawford | Director | Santa Rosa, CA |
| Donald Crawford | Executive Officer | Santa Rosa, CA |
| Gene Sanders | Director | Santa Rosa, CA |
| Rod Rabbe | Director | Spokane, WA |
| Rod Rabbe | Executive Officer | Spokane, WA |
| Y. King Liu | Director | Santa Rosa, CA |
| Y. King Liu | Promoter | Santa Rosa, CA |
| H. John Stalcup | Director | Glen Ellen, CA |
| H. John Stalcup | Executive Officer | Glen Ellen, CA |
| H. John Stalcup | Promoter | Glen Ellen, CA |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-11-21](https://search.stillhousedata.com/formd/0001463358-13-000001) | D | $10.0M | $3.6M |
| [2012-08-22](https://search.stillhousedata.com/formd/0001463358-12-000002) | D | $27.0M | $3.1M |
| [2012-03-01](https://search.stillhousedata.com/formd/0001463358-12-000001) | D | $5.0M | $1.3M |
| [2011-08-18](https://search.stillhousedata.com/formd/0001463358-11-000004) | D | $3.5M | — |
| [2011-04-18](https://search.stillhousedata.com/formd/0001463358-11-000003) | D | $1.5M | — |
| [2011-03-07](https://search.stillhousedata.com/formd/0001463358-11-000002) | D/A | $5.1M | $2.4M |
| [2009-05-05](https://search.stillhousedata.com/formd/0001463358-09-000001) | D | $50K | $50K |

## More

- [CIK 1463358 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1463358&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001463358-10-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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