# Abax Upland Fund LLC — Form D

Abax Upland Fund LLC of WILMINGTON, DE, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-12-23. $122.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-12-23
- Form: D
- Accession: 0001464111-09-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $122.7M
- Minimum investment: $50K
- Investors: 34
- Date of first sale: 2007-07-02
- Security types: fund interests
- SEC file number: 021-137143

## Issuer

- Name: Abax Upland Fund LLC
- CIK: 0001464111
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2007
- Address: THE CORPORATION TRUST COMPANY, WILMINGTON, DE, 19801
- Phone: 302-658-7581

## Officers, directors & promoters (10)

| Name | Role | Location |
| --- | --- | --- |
| Danny Ming-Chong Yong | Director | Central, K3 |
| n/a Abax Claremont Ltd | Promoter | George Town, Grand Cayman, E9 |
| n/a Abax Global Capital | Promoter | George Town, Grand Cayman, E9 |
| Ron David Silverton | Director | Los Angeles, CA |
| Donald Xiang-Dong Yang | Director | Central, K3 |
| n/a Abax Global Capital (Hong Kong) Limited | Director | Central, K3 |
| n/a Abax Claremont Ltd | Executive Officer | George Town, Grand Cayman, E9 |
| Frank Feng Qian | Director | Central, K3 |
| Christopher H Chang | Director | Los Altos, CA |
| n/a Abax Global Capital | Executive Officer | George Town, Grand Cayman, E9 |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2012-06-29](https://search.stillhousedata.com/formd/0001464111-12-000001) | D | — | $1.0M |

## More

- [CIK 1464111 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1464111&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001464111-09-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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