# First Principles ABS Fund, LLC — Form D/A

First Principles ABS Fund, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2009-06-03. $9.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-06-03
- Form: D/A
- Accession: 0001465306-09-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $9.1M
- Investors: 12
- Date of first sale: 2009-05-26
- Security types: fund interests
- SEC file number: 021-131664

## Issuer

- Name: First Principles ABS Fund, LLC
- CIK: 0001465306
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: C/O FIRST PRINCIPLES PARTNERS, LLC, NEW YORK, NY, 10005
- Phone: 212-38-2299

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| Mark G Alexandridis | Executive Officer | New York, NY |
| Michael J Baek | Executive Officer | New York, NY |
| Hong Chen | Executive Officer | Ambler, PA |
| Douglas A Dachille | Executive Officer | New York, NY |
| Richard F Dolan | Executive Officer | New York, NY |
| David Ho | Executive Officer | Waltham, MA |
| Robert R Lewis | Executive Officer | New York, NY |
| Mark F Lieberman | Executive Officer | New York, NY |
| Stephen R Miller | Executive Officer | New York, NY |
| James H Van Epps | Executive Officer | New York, NY |
| n/a First Principles Capital Management, LLC | Promoter | New York, NY |
| n/a First Principles Partners, LLC | Promoter | New York, NY |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2009-06-02](https://search.stillhousedata.com/formd/0001465306-09-000001) | D | — | $9.1M |

## More

- [CIK 1465306 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1465306&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001465306-09-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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