# Guggenheim High-Yield Plus Fund SPC — Form D/A

Guggenheim High-Yield Plus Fund SPC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2012-08-16. $491.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-08-16
- Form: D/A
- Accession: 0001465725-12-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1, 3C.7
- Amount sold: $491.1M
- Investors: 56
- Security types: fund interests

## Issuer

- Name: Guggenheim High-Yield Plus Fund SPC
- CIK: 0001465725
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: GUGGENHEIM PARTNERS INVESTMENT MGMT, LLC, NEW YORK, NY, 10022
- Phone: 212-381-4169

## Officers, directors & promoters (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Adrian G.W. Duffy | Executive Officer | New York, NY |
| n/a Guggenheim Partners Investment Management, LLC | Promoter | New York, NY |
| William Scott Shaw | Director | Grand Cayman, E9 |
| Patrick Mitchell | Executive Officer | Baltimore, MD |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Thomas J Hauser | Executive Officer | New York, NY |
| Kevin H Gundersen | Executive Officer | New York, NY |
| Stephen D Sautel | Executive Officer | New York, NY |
| n/a Guggenheim Partners, LLC | Promoter | New York, NY |
| Beth Haddock | Executive Officer | New York, NY |
| Carrie Scott Bunton | Director | Grand Cayman, E9 |
| Jason M Anthony | Executive Officer | New York, NY |
| Patrick M Warren | Executive Officer | New York, NY |
| Todd L Boehly | Executive Officer | New York, NY |
| Adrian GW Duffy | Executive Officer | New York, NY |
| Michael P Damaso | Executive Officer | New York, NY |
| Anthony D Minella | Executive Officer | New York, NY |
| William R Hagner | Executive Officer | New York, NY |
| Erich E Schram | Executive Officer | New York, NY |
| Jeffrey B Abrams | Executive Officer | New York, NY |
| Kevin H Gunderson | Executive Officer | New York, NY |
| n/a Guggenheim Investment Management, LLC | Promoter | New York, NY |
| Zachary D Warren | Executive Officer | New York, NY |
| Patrick D Mitchell | Executive Officer | New York, NY |
| Timothy H Murray | Executive Officer | New York, NY |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-09-11](https://search.stillhousedata.com/formd/0001465725-14-000001) | D/A | — | $571.2M |
| [2013-08-19](https://search.stillhousedata.com/formd/0001465725-13-000002) | D/A | — | $534.6M |
| [2012-03-15](https://search.stillhousedata.com/formd/0001449086-12-000004) | D/A | — | $392.1M |
| [2010-06-25](https://search.stillhousedata.com/formd/0001493595-10-000002) | D/A | — | $277.7M |
| [2009-06-17](https://search.stillhousedata.com/formd/0001465725-09-000001) | D | — | $58.0M |

## More

- [CIK 1465725 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1465725&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001465725-12-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.